Filing Details
- Accession Number:
- 0001628280-20-007581
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-12 16:55:31
- Reporting Period:
- 2020-05-01
- Accepted Time:
- 2020-05-12 16:55:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 319201 | Kla Corp | KLAC | Optical Instruments & Lenses (3827) | 042564110 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1182379 | Kevin Kennedy | C/O Kla Corporation One Technology Drive Milpitas CA 95035 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-05-01 | 500 | $148.66 | 11,616 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2020-05-01 | 1,500 | $149.90 | 10,116 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2020-05-01 | 800 | $150.68 | 9,316 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2020-05-01 | 600 | $151.74 | 8,716 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2020-05-01 | 400 | $153.33 | 8,316 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2020-05-01 | 400 | $154.14 | 7,916 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2020-05-01 | 100 | $154.87 | 7,816 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2020-05-01 | 500 | $156.70 | 7,316 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2020-05-01 | 200 | $158.01 | 7,116 | No | 4 | S | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,974 | Direct | |
| Common Stock - Restricted Stock Units | 1,162 | Direct |
Footnotes
- This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2019.
- Represents the weighted average sales price for the shares. The sales prices ranged from $148.24 to $149.20. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.
- Shares held by the Kennedy Family Trust U/A/D 11/19/98, of which the Reporting Person is a trustee and beneficiary.
- Represents the weighted average sales price for the shares. The sales prices ranged from $149.32 to $150.24. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.
- Represents the weighted average sales price for the shares. The sales prices ranged from $150.32 to $151.03. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.
- Represents the weighted average sales price for the shares. The sales prices ranged from $151.38 to $152.01. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.
- Represents the weighted average sales price for the shares. The sales prices ranged from $152.72 to $153.66. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.
- Represents the weighted average sales price for the shares. The sales prices ranged from $153.79 to $154.76. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.
- Represents the weighted average sales price for the shares. The sales prices ranged from $156.57 to $156.92. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.
- Represents the weighted average sales price for the shares. The sales prices ranged from $157.97 to $158.05. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.
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