Filing Details
- Accession Number:
- 0001713310-20-000018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-12 16:53:12
- Reporting Period:
- 2020-05-12
- Accepted Time:
- 2020-05-12 16:53:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1380846 | Tristate Capital Holdings Inc. | TSC | State Commercial Banks (6022) | 204929029 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1713310 | S Brian Fetterolf | 301 Grant Street Suite 2700 Pittsburgh PA 15219 | Ceo, Tsc Bank, Director Tsc | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-05-12 | 2,000 | $13.27 | 63,149 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 215,973 | Direct | |
| Common Stock | 13,334 | Indirect | Trust for Donald L. Fetterolf |
| Common Stock | 10,750 | Indirect | Crosshair Ventures, L.P. |
Footnotes
- On May 11, 2020, the Reporting Person purchased $50,000 of Issuer's 5.75% Fixed-to-Floating Rate Subordinated Notes due 2030 in connection with the offering closed on May 11, 2020.
- Held jointly with Reporting Person's Spouse.
- The Reporting Person is one of two trustees and a beneficiary of the Trust.
- The Reporting Person is a limited partner of Crosshair Ventures, L.P. and the President of and has an interest in its general partner.
Billionaire Hedge Funds
