Filing Details
- Accession Number:
- 0001209191-20-028477
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-12 16:11:07
- Reporting Period:
- 2020-05-08
- Accepted Time:
- 2020-05-12 16:11:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1278021 | Marketaxess Holdings Inc | MKTX | Security Brokers, Dealers & Flotation Companies (6211) | 522230784 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1296466 | M Richard Mcvey | C/O Marketaxess Holdings Inc. 55 Hudson Yards, 15Th Floor New York NY 10001 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.003 Per Share | Acquisiton | 2020-05-08 | 1,133 | $88.25 | 952,077 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.003 Per Share | Acquisiton | 2020-05-08 | 58,000 | $88.25 | 1,010,077 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.003 Per Share | Disposition | 2020-05-08 | 21,169 | $484.32 | 988,908 | No | 4 | F | Direct | |
| Common Stock, Par Value $0.003 Per Share | Disposition | 2020-05-08 | 500 | $476.72 | 988,408 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.003 Per Share | Disposition | 2020-05-08 | 1,430 | $477.39 | 986,978 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.003 Per Share | Disposition | 2020-05-08 | 800 | $478.52 | 986,178 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.003 Per Share | Disposition | 2020-05-08 | 2,000 | $479.64 | 984,178 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.003 Per Share | Disposition | 2020-05-08 | 1,000 | $480.62 | 983,178 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.003 Per Share | Disposition | 2020-05-08 | 2,200 | $481.78 | 980,978 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.003 Per Share | Disposition | 2020-05-08 | 3,302 | $482.76 | 977,676 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.003 Per Share | Disposition | 2020-05-08 | 4,542 | $483.82 | 973,134 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.003 Per Share | Disposition | 2020-05-08 | 3,199 | $484.62 | 969,935 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.003 Per Share | Disposition | 2020-05-08 | 300 | $485.79 | 969,635 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.003 Per Share | Disposition | 2020-05-08 | 1,498 | $487.26 | 968,137 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.003 Per Share | Disposition | 2020-05-08 | 1,701 | $488.40 | 966,436 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.003 Per Share | Disposition | 2020-05-08 | 824 | $489.26 | 965,612 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.003 Per Share | Disposition | 2020-05-08 | 1,704 | $490.22 | 963,908 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2020-05-08 | 1,133 | $0.00 | 1,133 | $88.25 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-05-08 | 58,000 | $0.00 | 58,000 | $88.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-07-15 | No | 4 | M | Direct | |
| 58,582 | 2020-07-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.003 Per Share | 2,000 | Indirect | By Immediate Family Members |
Footnotes
- The Reporting Person has elected to exercise and hold the shares at this time.
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The transactions were executed in multiple trades at prices ranging from $476.00 to $476.99. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- The transactions were executed in multiple trades at prices ranging from $477.00 to $477.88. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- The transactions were executed in multiple trades at prices ranging from $478.10 to $478.90. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- The transactions were executed in multiple trades at prices ranging from $479.14 to $480.12. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- The transactions were executed in multiple trades at prices ranging from $480.16 to $481.05. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- The transactions were executed in multiple trades at prices ranging from $481.17 to $482.13. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- The transactions were executed in multiple trades at prices ranging from $482.30 to $483.27. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- The transactions were executed in multiple trades at prices ranging from $483.30 to $484.24. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- The transactions were executed in multiple trades at prices ranging from $484.31 to $485.22. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- The transactions were executed in multiple trades at prices ranging from $485.41 to $486.14. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- The transactions were executed in multiple trades at prices ranging from $486.72 to $487.65. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- The transactions were executed in multiple trades at prices ranging from $487.85 to $488.81. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- The transactions were executed in multiple trades at prices ranging from $488.87 to $489.83. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- The transactions were executed in multiple trades at prices ranging from $489.92 to $490.81. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- The stock options were fully exercisable.
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