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Filing Details

Accession Number:: 0001572795-20-000002
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-05-11 20:59:15
Reporting Period:: 2020-01-07

Accepted Time:: 2020-05-11 20:59:15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1510964	Cv Sciences Inc.	CVSI	Pharmaceutical Preparations (2834)	800944970

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1572795	Jr Joseph Michael Mona	10070 Barnes Canyon Road San Diego CA 92121		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2020-01-07	6,379	$1.00	723,621	No	4	S	Indirect	Held by Aegean Limited LLC
Common Stock	Disposition	2020-01-08	18,400	$1.00	705,221	No	4	S	Indirect	Held by Aegean Limited LLC
Common Stock	Disposition	2020-01-09	25,221	$1.00	680,000	No	4	S	Indirect	Held by Aegean Limited LLC
Common Stock	Disposition	2020-01-09	12,500	$1.02	667,500	No	4	S	Indirect	Held by Aegean Limited LLC
Common Stock	Disposition	2020-01-09	12,500	$1.02	655,000	No	4	S	Indirect	Held by Aegean Limited LLC
Common Stock	Disposition	2020-01-09	25,000	$1.01	630,000	No	4	S	Indirect	Held by Aegean Limited LLC
Common Stock	Disposition	2020-01-14	50,000	$1.05	580,000	No	4	S	Indirect	Held by Aegean Limited LLC
Common Stock	Disposition	2020-01-14	50,000	$1.15	530,000	No	4	S	Indirect	Held by Aegean Limited LLC
Common Stock	Disposition	2020-01-15	50,000	$1.20	480,000	No	4	S	Indirect	Held by Aegean Limited LLC
Common Stock	Disposition	2020-01-20	80,000	$1.20	400,000	No	4	S	Indirect	Held by Aegean Limited LLC
Common Stock	Disposition	2020-02-11	8,000	$0.95	392,000	No	4	S	Indirect	Held by Aegean Limited LLC
Common Stock	Disposition	2020-02-14	45,000	$0.95	347,000	No	4	S	Indirect	Held by Aegean Limited LLC
Common Stock	Disposition	2020-03-26	25,000	$0.70	322,000	No	4	S	Indirect	Held by Aegean Limited LLC
Common Stock	Disposition	2020-04-21	77,200	$0.52	3,602,800	No	4	S	Direct
Common Stock	Disposition	2020-04-22	278,421	$0.50	3,324,379	No	4	S	Direct
Common Stock	Disposition	2020-04-23	42,774	$0.51	3,281,605	No	4	S	Direct
Common Stock	Disposition	2020-04-27	207,226	$0.52	3,074,379	No	4	S	Direct
Common Stock	Disposition	2020-04-28	5,650	$0.54	3,068,729	No	4	S	Direct
Common Stock	Disposition	2020-04-29	84,575	$0.53	2,984,154	No	4	S	Direct
Common Stock	Disposition	2020-04-30	16,840	$0.51	2,967,314	No	4	S	Direct
Common Stock	Disposition	2020-05-01	42,790	$0.48	2,924,524	No	4	S	Direct
Common Stock	Disposition	2020-05-04	109,239	$0.48	2,815,285	No	4	S	Direct
Common Stock	Disposition	2020-05-05	136,285	$0.47	2,679,000	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Held by Aegean Limited LLC
No	4	S	Indirect	Held by Aegean Limited LLC
No	4	S	Indirect	Held by Aegean Limited LLC
No	4	S	Indirect	Held by Aegean Limited LLC
No	4	S	Indirect	Held by Aegean Limited LLC
No	4	S	Indirect	Held by Aegean Limited LLC
No	4	S	Indirect	Held by Aegean Limited LLC
No	4	S	Indirect	Held by Aegean Limited LLC
No	4	S	Indirect	Held by Aegean Limited LLC
No	4	S	Indirect	Held by Aegean Limited LLC
No	4	S	Indirect	Held by Aegean Limited LLC
No	4	S	Indirect	Held by Aegean Limited LLC
No	4	S	Indirect	Held by Aegean Limited LLC
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

The shares are directly held by Aegean Limited LLC, an entity owned by the reporting person's spouse. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein, if any.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.52 to $0.535 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.485 to $0.52 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.51 to $0.52 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.5 to $0.54 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.52 to $0.54 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.47 to $0.50 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.47 to $0.49 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.46 to $0.48 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
As of the date of this filing, the reporting person owns a total of 3,001,000 shares of common stock of the issuer, of which, the reporting person indirectly owns 322,000 shares of common stock of the issuer through Aegean Limited LLC, and directly owns 2,679,000 shares of common stock of the issuer.