Filing Details
- Accession Number:
- 0001164727-20-000142
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-11 20:29:08
- Reporting Period:
- 2020-05-08
- Accepted Time:
- 2020-05-11 20:29:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1164727 | Newmont Corp | NEM | Gold And Silver Ores (1040) | 841611629 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1397788 | Randall E Engel | 6363 South Fiddlers Green Circle Greenwood Village CO 80111 | Evp, Strategic Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.60 Par Value | Acquisiton | 2020-05-08 | 34,982 | $55.68 | 342,823 | No | 4 | M | Direct | |
| Common Stock, $1.60 Par Value | Disposition | 2020-05-08 | 34,982 | $65.60 | 307,841 | No | 4 | S | Direct | |
| Common Stock, $1.60 Par Value | Acquisiton | 2020-05-08 | 33,000 | $58.69 | 340,841 | No | 4 | M | Direct | |
| Common Stock, $1.60 Par Value | Disposition | 2020-05-08 | 33,000 | $65.04 | 307,841 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2020-05-08 | 34,982 | $0.00 | 34,982 | $55.68 |
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2020-05-08 | 33,000 | $0.00 | 33,000 | $58.69 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-04-29 | No | 4 | M | Direct | |
| 0 | 2021-04-25 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $65.24 to $65.74. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
- This transaction was executed in multiple trades at prices ranging from $64.75 to $65.44. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
- The options vested in approximately equal annual installments on April 29, 2011, April 30, 2012 and April 29, 2013, respectively.
- The expiration date of the stock option was automatically extended in accordance with the option award agreement to permit exercise following the Company's most recent quarterly blackout period.
- The options vested in approximately equal annual installments on April 25, 2012, April 25, 2013 and April 25, 2014, respectively.
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