Filing Details
- Accession Number:
- 0001164727-20-000136
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-11 20:13:15
- Reporting Period:
- 2020-05-07
- Accepted Time:
- 2020-05-11 20:13:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1164727 | Newmont Corp | NEM | Gold And Silver Ores (1040) | 841611629 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1778040 | Nancy Lipson | 6363 South Fiddler'S Green Circle Greenwood Village CO 80111 | Evp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.60 Par Value | Acquisiton | 2020-05-07 | 3,450 | $55.68 | 38,155 | No | 4 | M | Direct | |
| Common Stock, $1.60 Par Value | Disposition | 2020-05-07 | 3,450 | $64.57 | 34,705 | No | 4 | S | Direct | |
| Common Stock, $1.60 Par Value | Acquisiton | 2020-05-07 | 5,452 | $58.69 | 40,157 | No | 4 | M | Direct | |
| Common Stock, $1.60 Par Value | Disposition | 2020-05-07 | 5,452 | $64.65 | 34,705 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2020-05-07 | 3,450 | $0.00 | 3,450 | $55.68 |
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2020-05-07 | 5,452 | $0.00 | 5,452 | $58.69 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-04-29 | No | 4 | M | Direct | |
| 0 | 2021-04-25 | No | 4 | M | Direct |
Footnotes
- The options vested in approximately equal annual installments begining on April 29, 2011, April 30, 2012 and April 29, 2013. First tranche was previously exercised. This exercise reflects the reamining two tranches.
- The expiration date of the stock option was automatically extended in accordance with the option award agreement to permit exercise following the Company's most recent quarterly blackout period.
- The options vested in approximately equal annual installments begining on April 25, 2012, April 25, 2013 and April 25, 2014.
Billionaire Hedge Funds
