Filing Details
- Accession Number:
- 0000933430-20-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-11 16:29:10
- Reporting Period:
- 2020-05-07
- Accepted Time:
- 2020-05-11 16:29:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
875657 | Ultralife Corp | ULBI | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 161387013 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
933430 | T Bradford Whitmore | 1603 Orrington Ave., Ste 900 Evanston IL 60201 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock; $.10 Par Value | Acquisiton | 2020-05-07 | 3,631 | $8.05 | 553,723 | No | 4 | P | Direct | |
Common Stock; $.10 Par Value | Acquisiton | 2020-05-08 | 3,800 | $8.18 | 557,523 | No | 4 | P | Direct | |
Common Stock; $.10 Par Value | Acquisiton | 2020-05-11 | 1,379 | $8.30 | 558,902 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock; $.10 Par Value | 4,452,283 | Indirect | By Sunray I, LLC |
Common Stock; $.10 Par Value | 518,616 | Indirect | By Grace Brothers, LP |
Common Stock; $.10 Par Value | 3,272 | Indirect | By daughter |
Footnotes
- The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.00 to $8.09. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.
- The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.17 to $8.20. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
- As sole manager and sole voting member of Sunray I, LLC, Bradford T. Whitmore is an indirect beneficial owner of 4,452,283 shares of Common Stock.
- As manager of BRO-GP, LLC, Grace Brothers, LP's General Partner, Bradford T. Whitmore is an indirect beneficial owner of 518,616 shares of Common Stock.