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Filing Details

Accession Number:: 0001288469-20-000090
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-05-08 20:18:14
Reporting Period:: 2020-05-06

Accepted Time:: 2020-05-08 20:18:14
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1288469	Maxlinear Inc	MXL	Semiconductors & Related Devices (3674)	141896129

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1478340	Kishore Seendripu	C/O Maxlinear, Inc. 5966 La Place Court, Suite 100 Carlsbad CA 92008	Chairman, President And Ceo	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-05-06	40,000	$6.93	77,197	No	4	M	Direct
Common Stock	Disposition	2020-05-06	25,219	$16.21	51,978	No	4	S	Direct
Common Stock	Acquisiton	2020-05-07	50,000	$6.93	101,978	No	4	M	Direct
Common Stock	Disposition	2020-05-07	32,210	$16.17	69,768	No	4	S	Direct
Common Stock	Acquisiton	2020-05-08	24,410	$6.93	94,178	No	4	M	Direct
Common Stock	Disposition	2020-05-08	17,328	$16.65	76,850	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2020-05-06	40,000	$0.00	40,000	$6.93
Common Stock	Stock Option (right to buy)	Disposition	2020-05-07	50,000	$0.00	50,000	$6.93
Common Stock	Stock Option (right to buy)	Disposition	2020-05-08	24,410	$0.00	24,410	$6.93

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
146,440	2020-05-14	No	4	M	Direct
96,440	2020-05-14	No	4	M	Direct
72,030	2020-05-14	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	230,002	Indirect	See footnote
Common Stock	582,064	Indirect	See footnote
Common Stock	582,064	Indirect	See footnote
Common Stock	805,622	Indirect	See footnote
Common Stock	805,622	Indirect	See footnote
Common Stock	500,000	Indirect	See footnote
Common Stock	500,000	Indirect	See footnote
Common Stock	18,920	Indirect	See footnote

Footnotes

Represents the weighted average share price of an aggregate total of 25,219 shares sold in the price range of $16.11 to $16.39 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Represents the weighted average share price of an aggregate total of 32,210 shares sold in the price range of $16.05 to $16.29 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Represents the weighted average share price of an aggregate total of 17,328 shares sold in the price range of $16.39 to $16.80 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
Shares held by the Kishore V. Seendripu 2018 Annuity Trust dated May 12, 2018, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
Shares held by the Rekha S. Seendripu 2018 Annuity Trust dated May 12, 2018, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
Shares held by the Kishore V. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
Shares held by the Rekha S. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
Shares held by the Kishore V. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
Shares held by the Rekha S. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
Shares held by the Seendripu Relatives Trust dated 10/5/09, a trust for the benefit of the Reporting Person's parents and siblings, and for which the Reporting Person serves as trustee.
Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 186,440 shares subject to the option vested and became exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017.