Filing Details
- Accession Number:
- 0001225208-20-007337
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-08 19:19:45
- Reporting Period:
- 2020-05-07
- Accepted Time:
- 2020-05-08 19:19:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1099800 | Edwards Lifesciences Corp | EW | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 364316614 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1196661 | Jr E Donald Bobo | One Edwards Way Irvine CA 92614 | Cvp,Strategy/Corp Development | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-05-07 | 1,625 | $0.00 | 22,447 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2020-05-08 | 5,372 | $35.79 | 27,819 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-05-08 | 5,372 | $220.94 | 22,447 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Acquire) | Acquisiton | 2020-05-07 | 16,300 | $0.00 | 16,300 | $218.04 |
Common Stock | Performance Rights | Acquisiton | 2020-05-07 | 2,025 | $0.00 | 2,025 | $0.00 |
Common Stock | Employee Stock Option (Right to Acquire) | Disposition | 2020-05-08 | 5,372 | $0.00 | 5,372 | $35.79 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
16,300 | 2020-06-07 | 2027-05-06 | No | 4 | A | Direct |
2,025 | 2023-05-07 | 2027-05-06 | No | 4 | A | Direct |
0 | 2014-05-14 | 2020-05-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 12,673 | Indirect | 401(k) |
Common Stock | 176 | Indirect | By Son |
Common Stock | 41,232 | Indirect | By Trust |
Footnotes
- These restricted stock units were granted on May 7, 2020 under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program and are scheduled to become vested and exercisable commencing one year after the grant date in four equal annual installments.
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 21, 2019.
- Shares represented on the most recent statement of Issuer's 401(k) Plan Administrator.
- These options were granted on May 7, 2020 under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program and are scheduled to become vested and exercisable commencing one month after the grant date in 36 approximately equal monthly installments.
- Reflects the target number of shares (the Target Award) covered by restricted stock units granted under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program on May 7, 2020 and scheduled to vest on May 7, 2023. The number of restricted stock units that vest will depend upon achievement of certain performance goals over a three-year performance period and will range from 0% to 175% of the Target Awards.