Filing Details

Accession Number:
0001225208-20-007337
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-08 19:19:45
Reporting Period:
2020-05-07
Accepted Time:
2020-05-08 19:19:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1099800 Edwards Lifesciences Corp EW Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) 364316614
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1196661 Jr E Donald Bobo One Edwards Way
Irvine CA 92614
Cvp,Strategy/Corp Development No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-05-07 1,625 $0.00 22,447 No 4 A Direct
Common Stock Acquisiton 2020-05-08 5,372 $35.79 27,819 No 4 M Direct
Common Stock Disposition 2020-05-08 5,372 $220.94 22,447 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Acquire) Acquisiton 2020-05-07 16,300 $0.00 16,300 $218.04
Common Stock Performance Rights Acquisiton 2020-05-07 2,025 $0.00 2,025 $0.00
Common Stock Employee Stock Option (Right to Acquire) Disposition 2020-05-08 5,372 $0.00 5,372 $35.79
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
16,300 2020-06-07 2027-05-06 No 4 A Direct
2,025 2023-05-07 2027-05-06 No 4 A Direct
0 2014-05-14 2020-05-13 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 12,673 Indirect 401(k)
Common Stock 176 Indirect By Son
Common Stock 41,232 Indirect By Trust
Footnotes
  1. These restricted stock units were granted on May 7, 2020 under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program and are scheduled to become vested and exercisable commencing one year after the grant date in four equal annual installments.
  2. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 21, 2019.
  3. Shares represented on the most recent statement of Issuer's 401(k) Plan Administrator.
  4. These options were granted on May 7, 2020 under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program and are scheduled to become vested and exercisable commencing one month after the grant date in 36 approximately equal monthly installments.
  5. Reflects the target number of shares (the Target Award) covered by restricted stock units granted under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program on May 7, 2020 and scheduled to vest on May 7, 2023. The number of restricted stock units that vest will depend upon achievement of certain performance goals over a three-year performance period and will range from 0% to 175% of the Target Awards.