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Filing Details

Accession Number:: 0001217234-20-000061
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-05-08 19:18:58
Reporting Period:: 2020-05-06

Accepted Time:: 2020-05-08 19:18:58
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1217234	Caredx Inc.	CDNA	Services-Medical Laboratories (8071)	943316839

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1702824	Brian Michael Bell	C/O Caredx, Inc. 1 Tower Place, 9Th Floor South San Francisco CA 94080	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-05-06	9,167	$1.00	107,580	No	4	M	Direct
Common Stock	Acquisiton	2020-05-06	10,313	$5.90	117,893	No	4	M	Direct
Common Stock	Acquisiton	2020-05-06	1,667	$2.80	119,560	No	4	M	Direct
Common Stock	Acquisiton	2020-05-06	3,211	$6.31	122,771	No	4	M	Direct
Common Stock	Acquisiton	2020-05-06	11,458	$12.24	134,229	No	4	M	Direct
Common Stock	Disposition	2020-05-06	55,707	$28.99	78,522	No	4	S	Direct
Common Stock	Disposition	2020-05-06	1,429	$29.58	77,093	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2020-05-06	9,167	$1.00	9,167	$1.00
Common Stock	Employee Stock Option (right to buy)	Disposition	2020-05-06	10,313	$5.90	10,313	$5.90
Common Stock	Employee Stock Option (right to buy)	Disposition	2020-05-06	1,667	$2.80	1,667	$2.80
Common Stock	Employee Stock Option (right to buy)	Disposition	2020-05-06	3,211	$6.31	3,211	$6.31
Common Stock	Employee Stock Option (right to buy)	Disposition	2020-05-06	11,458	$12.24	11,458	$12.24

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
10,000	2027-04-21	No	4	M	Direct
16,875	2027-10-27	No	4	M	Direct
2,222	2027-09-01	No	4	M	Direct
6,131	2028-01-19	No	4	M	Direct
26,042	2028-06-29	No	4	M	Direct

Footnotes

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.49 to $29.48, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.55 to $29.63, inclusive. The Reporting Persons undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
1/4th of the shares subject to the option vested on April 21, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.
1/4th of the shares subject to the option vested on October 20, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.
50% of the shares subject to the option vested on September 1, 2018 and 1/72nd of the shares subject to the option vest monthly thereafter.
1/4th of the shares subject to the option vested on January 19, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.
1/4th of the shares subject to the option vested on June 1, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.