Filing Details
- Accession Number:
- 0001181431-11-019363
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-21 21:07:39
- Reporting Period:
- 2011-03-17
- Filing Date:
- 2011-03-21
- Accepted Time:
- 2011-03-21 21:07:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1316631 | Liberty Global Inc. | LBTYA | Cable & Other Pay Television Services (4841) | 202197030 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
919468 | Spo Advisory Corp | 591 Redwood Highway, Suite 3215 Mill Valley CA 94941 | No | No | Yes | No | |
948279 | Sf Advisory Partners Lp | 591 Redwood Highway , Suite 3215 Mill Valley CA 94941 | No | No | Yes | No | |
1046206 | Spo Partners Ii Lp | 591 Redwood Highway, Suite 3215 Mill Valley CA 94941 | No | No | Yes | No | |
1202553 | H John Scully | 591 Redwood Highway, Suite 3215 Mill Valley CA 94941 | No | No | Yes | No | |
1218663 | E William Oberndorf | 591 Redwood Highway, Suite 3215 Mill Valley CA 94941 | No | No | Yes | No | |
1252456 | Spo Advisory Partners Lp | 591 Redwood Highway, Suite 3215 Mill Valley CA 94941 | No | No | Yes | No | |
1252458 | San Francisco Partners Lp | 591 Redwood Highway, Suite 3215 Mill Valley CA 94941 | No | No | Yes | No | |
1252464 | H Edward Mcdermott | 591 Redwood Highway , Suite 3215 Mill Valley CA 94941 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-03-17 | 52,900 | $40.89 | 17,110,201 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2011-03-18 | 276,100 | $41.06 | 16,834,101 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2011-03-21 | 402,000 | $41.06 | 16,432,101 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
Footnotes
- The entity disposing of the shares in this filing is SPO Partners II, L.P. ("SPO Partners"), which sold 731,000 shares of the Issuer's Series A common stock. As reported on Line 1 above, 52,900 shares of the Issuer's Series A common stock were sold, ranging in price from $40.75-$41.26. As reported on Line 2 above, 276,100 shares of the Issuer's Series A common stock were sold, ranging in price from $40.86-$41.35. As reported on Line 3 above, 402,000 shares of the Issuer's Series A common stock were sold, ranging in price from $40.95-$41.25.
- As a result of the transactions causing this filing, 15,714,822 shares of the Issuer's Series A common stock are owned directly by SPO Partners, and may be deemed to be indirectly beneficially owned by (i) SPO Advisory Partners, L.P. ("SPO Advisory"), the sole general partner of SPO Partners, (ii) SPO Advisory Corp. ("SPO Corp."), the sole general partner of SPO Advisory, and (iii) John H. Scully ("JHS"), William E. Oberndorf ("WEO") and Edward H. McDermott ("EHM"), the three controlling persons of SPO Corp. Additionally, 717,279 shares of the Issuer's Series A common stock are owned directly by San Francisco Partners, L.P. ("SF Partners"), and may be deemed to be indirectly beneficially owned by (iv) SF Advisory Partners, L.P. ("SF Advisory"), the sole general partner of SF Partners, (v) SPO Corp., the sole general partner of SF Advisory, and (vi) JHS, WEO and EHM, the three controlling persons of SPO Corp.
- Additionally, 78,065 shares of the Issuer's Series A common stock are owned directly by JHS. Additionally, JHS owns 700 shares of the Issuer's Series A common stock in his IRA, which is self-directed. Additionally, 252,767 shares of the Issuer's Series A common stock are owned directly by Netcong Newton Partners, L.P. ("Netcong") and may be deemed to be indirectly beneficially owned by JHS as general partner of Netcong.
- Additionally, 17,228 shares of the Issuer's Series A common stock are owned directly by WEO. Additionally, WEO owns 200,000 shares of the Issuer's Series A common stock in his IRA, which is self-directed. Additionally, 100,000 shares of the Issuer's Series A common stock are owned directly by Oberndorf Family Partners, L.P. ("OFP") and may be deemed to be indirectly beneficially owned by WEO as sole general partner of OFP. Additionally, 5,514 shares of the Issuer's Series A common stock are owned directly by WEO's children and may be deemed to be beneficially owned by WEO as Trustee of his childrens' accounts. Additionally, 3,300 shares of the Issuer's Series A common stock are owned directly by Betty Jane Weimer ("BJW").
- Additionally, 540 shares of the Issuer's Series A common stock are owned directly by EHM. Additionally, EHM owns 1,538 shares of the Issuer's Series A common stock in his IRA, which is self-directed.
- Additionally, following the transactions causing this filing, 24,164,029 shares of the Issuer's Series C common stock are owned directly by SPO Partners, and may be deemed to be indirectly beneficially owned by (i) SPO Advisory, the sole general partner of SPO Partners, (ii) SPO Corp, the sole general partner of SPO Advisory, and (iii) JHS, WEO and EHM, the three controlling persons of SPO Corp. Additionally, 710,408 shares of the Issuer's Series C common stock are owned directly by SF Partners, and may be deemed to be indirectly beneficially owned by (iv) SF Advisory, the sole general partner of SF Partners, (v) SPO Corp., the sole general partner of SF Advisory, and (vi) JHS, WEO and EHM, the three controlling persons of SPO Corp.
- Additionally, 258,065 shares of the Issuer's Series C common stock are owned directly by JHS. Additionally, JHS owns 6,900 shares of the Issuer's Series C common stock in his IRA, which is self-directed. Additionally, 714,716 shares of the Issuer's Series C common stock are owned directly by Netcong and may be deemed to be indirectly beneficially owned by JHS as a general partner of Netcong.
- Additionally, 17,228 shares of the Issuer's Series C common stock are owned directly by WEO. Additionally, WEO owns 201,400 shares of the Issuer's Series C common stock in his IRA, which is self-directed. Additionally, 100,000 shares of the Issuer's Series C common stock are owned directly by OFP and may be deemed to be indirectly beneficially owned by WEO as sole general partner of OFP. Additionally, 5,514 shares of the Issuer's Series C common stock are owned directly by WEO's children and may be deemed to be beneficially owned by WEO as Trustee of his childrens' accounts. Additionally, 3,300 shares of the Issuer's Series C common stock are owned directly by BJW.
- Additionally, 10,540 shares of the Issuer's Series C common stock are owned directly by EHM. Additionally, EHM owns 2,138 shares of the Issuer's Series C common stock in his IRA, which is self-directed.
- A portion of the shares sold in the transaction causing this filing is a transaction that is matchable under Section 16(b) of the Securities Exchange Act of 1934. The matchable shares represent less than 0.01% of the outstanding shares held by the reporting persons and are matchable as a result of an internal restructuring that amounted to an indirect purchase. A reporting person included in the filing is disgorging the deemed profits from this transaction to the issuer from the sale of these shares.