Filing Details
- Accession Number:
- 0001246360-20-001159
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-08 16:07:11
- Reporting Period:
- 2020-05-06
- Accepted Time:
- 2020-05-08 16:07:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1302350 | Jmp Group Llc | JMP | Security Brokers, Dealers & Flotation Companies (6211) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1398113 | A Joseph Jolson | 600 Montgomery Street, Suite 1100 San Francisco CA 94111 | Ceo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2020-05-06 | 4,000 | $2.51 | 5,187,521 | No | 4 | P | Indirect | By Jolson 1991 Trust |
Common Shares | Acquisiton | 2020-05-07 | 2,958 | $2.59 | 5,190,479 | No | 4 | P | Indirect | By Jolson 1991 Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Jolson 1991 Trust |
No | 4 | P | Indirect | By Jolson 1991 Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 75,000 | Indirect | By Foundation |
Common Shares | 36,400 | Direct | |
Common Shares | 1,328,210 | Indirect | By Jolson 1996 Trust |
Footnotes
- Reflects common shares held by The Jolson Family Foundation, of which Mr. Jolson is President and Treasurer. Mr. Jolson disclaims beneficial ownership of the shares.
- Reflects common shares held by the Joseph A. Jolson 1996 Trust dtd 3/7/96, of which Mr. Jolson is a trustee.
- This transaction was executed in multiple trades at prices ranging from $2.45 to $2.59. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The common shares were purchased by the Joseph A. Jolson Trust, of which Mr. Jolson is a trustee
- This transaction was executed in multiple trades at prices ranging from $2.58 to $2.60. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The common shares were purchased by the Joseph A. Jolson 1991 Trust, of which Mr. Jolson is a trustee.