Filing Details
- Accession Number:
- 0001708138-20-000052
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-08 16:04:13
- Reporting Period:
- 2020-05-06
- Accepted Time:
- 2020-05-08 16:04:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 872589 | Regeneron Pharmaceuticals Inc. | REGN | Pharmaceutical Preparations (2834) | 133444607 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1411984 | P Daniel Plew Van | 777 Old Saw Mill River Road Tarrytown NY 10591 | Evp & General Mgr Industrial O | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-05-06 | 33,079 | $52.03 | 61,330 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-05-06 | 17,779 | $555.77 | 43,551 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2020-05-06 | 52,500 | $52.03 | 96,051 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-05-06 | 28,217 | $555.77 | 67,834 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2020-05-07 | 100 | $556.92 | 67,734 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-07 | 600 | $557.59 | 67,134 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-07 | 2,118 | $558.43 | 65,016 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-07 | 500 | $559.20 | 64,516 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-07 | 3,231 | $560.53 | 61,285 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-07 | 4,988 | $561.55 | 56,297 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-07 | 2,077 | $562.45 | 54,220 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-07 | 2,195 | $563.58 | 52,025 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-07 | 3,000 | $564.54 | 49,025 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-07 | 5,984 | $565.49 | 43,041 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-07 | 7,297 | $566.47 | 35,744 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-07 | 3,753 | $567.35 | 31,991 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-07 | 3,040 | $568.57 | 28,951 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-07 | 700 | $569.42 | 28,251 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-05-06 | 33,079 | $0.00 | 33,079 | $52.03 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-05-06 | 52,500 | $0.00 | 52,500 | $52.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 52,500 | 2021-12-16 | No | 4 | M | Direct | |
| 0 | 2021-12-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,561 | Indirect | By 401(k) Plan |
Footnotes
- Represents volume-weighted average price of sales of 600 shares of Company stock on May 7, 2020 at prices ranging from $557.13 to $557.89. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 7, 2020 at each separate price.
- Represents volume-weighted average price of sales of 2,118 shares of Company stock on May 7, 2020 at prices ranging from $558.02 to $558.80. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 7, 2020 at each separate price.
- Represents volume-weighted average price of sales of 500 shares of Company stock on May 7, 2020 at prices ranging from $559.05 to $559.36. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 7, 2020 at each separate price.
- Represents volume-weighted average price of sales of 3,231 shares of Company stock on May 7, 2020 at prices ranging from $560.00 to $560.93. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 7, 2020 at each separate price.
- Represents volume-weighted average price of sales of 4,988 shares of Company stock on May 7, 2020 at prices ranging from $561.00 to $561.97. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 7, 2020 at each separate price.
- Represents volume-weighted average price of sales of 2,077 shares of Company stock on May 7, 2020 at prices ranging from $562.03 to $562.94. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 7, 2020 at each separate price.
- Represents volume-weighted average price of sales of 2,195 shares of Company stock on May 7, 2020 at prices ranging from $563.00 to $563.98. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 7, 2020 at each separate price.
- Represents volume-weighted average price of sales of 3,000 shares of Company stock on May 7, 2020 at prices ranging from $564.04 to $564.92. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 7, 2020 at each separate price.
- Represents volume-weighted average price of sales of 5,984 shares of Company stock on May 7, 2020 at prices ranging from $565.03 to $565.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 7, 2020 at each separate price.
- Represents volume-weighted average price of sales of 7,297 shares of Company stock on May 7, 2020 at prices ranging from $566.00 to $566.95. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 7, 2020 at each separate price.
- Represents volume-weighted average price of sales of 3,753 shares of Company stock on May 7, 2020 at prices ranging from $567.00 to $567.98. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 7, 2020 at each separate price.
- Represents volume-weighted average price of sales of 3,040 shares of Company stock on May 7, 2020 at prices ranging from $568.10 to $568.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 7, 2020 at each separate price.
- Represents volume-weighted average price of sales of 700 shares of Company stock on May 7, 2020 at prices ranging from $569.02 to $569.76. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 7, 2020 at each separate price.
- With respect to 33,079 underlying shares (of which 0 remain outstanding), the stock option award vested in four equal annual installments, commencing one year after the date of grant. With respect to 52,500 underlying shares (of which 0 remain outstanding), the option became exercisable on December 31, 2014, based upon the satisfaction by the company of certain performance criteria during the period ended December 31, 2014.
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