Filing Details
- Accession Number:
- 0001562180-20-003474
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-07 19:13:45
- Reporting Period:
- 2020-05-06
- Accepted Time:
- 2020-05-07 19:13:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1109546 | Pacific Mercantile Bancorp | PMBC | National Commercial Banks (6021) | 330898238 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1667838 | S. Robert Anderson | 949 South Coast Drive Third Floor Costa Mesa CA 92626 | Evp & Chief Credit Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-05-06 | 12,000 | $3.61 | 110,067 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-05-06 | 8,000 | $3.31 | 118,067 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.39 to $3.62 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.29 to $3.32 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. The reporting person's purchase of PMBC common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 1,721 shares, with the reporting person's sale of shares of PMBC common stock on February 20, 2020 and February 21, 2020. The reporting person has agreed to pay to PMBC, upon settlement of the purchase, $6,051, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.