Filing Details
- Accession Number:
- 0001209191-20-027700
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-07 16:31:39
- Reporting Period:
- 2020-05-05
- Accepted Time:
- 2020-05-07 16:31:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 917273 | Rambus Inc | RMBS | Semiconductors & Related Devices (3674) | 943112828 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1341984 | Luc Seraphin | C/O Rambus Inc. 1050 Enterprise Way, Suite 700 Sunnyvale CA 94089 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-05-05 | 1,149 | $12.31 | 209,160 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-05-05 | 3,184 | $12.84 | 212,344 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-05-05 | 4,333 | $14.02 | 208,011 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-05-06 | 2,744 | $12.80 | 210,755 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-05-06 | 2,744 | $15.39 | 208,011 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee stock options (right to buy) | Disposition | 2020-05-05 | 1,149 | $0.00 | 1,149 | $12.31 |
| Common Stock | Employee stock options (right to buy) | Disposition | 2020-05-05 | 3,184 | $0.00 | 3,184 | $12.84 |
| Common Stock | Employee stock options (right to buy) | Disposition | 2020-05-06 | 2,744 | $0.00 | 2,744 | $12.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2026-02-01 | No | 4 | M | Direct | |
| 24,415 | 2028-02-01 | No | 4 | M | Direct | |
| 10,065 | 2027-02-01 | No | 4 | M | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on February 21, 2020.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.08, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- Includes an exempt transaction of 1,794 shares acquired through the Rambus Inc. 2015 Employee Stock Purchase Plan on May 1, 2020.
- The option award vests as to 10% of the granted shares on August 1, 2016, and the remaining shares vest monthly thereafter until fully vested on February 1, 2020.
- The option award vests as to 10% of the granted shares on August 1, 2018, and the remaining shares vest monthly thereafter until fully vested on February 1, 2022.
- The option award vests as to 10% of the granted shares on August 1, 2017, and the remaining shares vest monthly thereafter until fully vested on February 1, 2021.
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