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Filing Details

Accession Number:: 0001766020-20-000002
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-05-07 13:22:58
Reporting Period:: 2020-05-05

Accepted Time:: 2020-05-07 13:22:58
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1527541	Wheeler Real Estate Investment Trust Inc.	WHLRD	Real Estate Investment Trusts (6798)	452681082

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1635663	Steamboat Capital Partners, Llc	420 Lexington Ave Suite 2300 Ny NY 10170	No	No	Yes	No
1737290	Steamboat Capital Partners Ii Lp	420 Lexington Avenue Suite 2300 New York NY 10170	No	No	Yes	No
1766020	Steamboat Capital Partners Gp, Llc	420 Lexington Avenue Suite 2300 New York NY 10170	No	No	Yes	No
1766850	Parsa Kiai	420 Lexington Avenue Suite 2300 Ny NY 10170	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.01 Par Value	Acquisiton	2020-05-05	35,885	$1.13	No	4	P	Indirect	See Footnotes
Common Stock, $0.01 Par Value	Acquisiton	2020-05-05	681	$1.13	No	4	P	Indirect	See footnote
Common Stock, $0.01 Par Value	Acquisiton	2020-05-06	21,892	$1.00	No	4	P	Indirect	See footnote
Common Stock, $0.01 Par Value	Acquisiton	2020-05-06	713	$1.00	No	4	P	Indirect	See footnore

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnotes
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnore

Footnotes

Shares were acquired by Steamboat Capital Partners Master Fund, LP (Master) which owns 511,644 shares of Series D Cumulative Convertible Preferred Stock (Series D) and 381,253 shares of Series B Convertible Preferred Stock (Series B).
Shares were acquired by Steamboat Capital Partners II, LP (II) which owns 9536 shares of Series D and 6702 shares of Series B.
Shares were bought to cover a short position that pre-dated becoming subject to Section 16.
The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $1.11 to $1.15, inclusive. The relevant filers undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Steamboat Capital Partners GP, LLC (GP) is general partner of, and receives a performance allocation from, each of Master and II. Parsa Kiai (Kiai) is the Managing Member of GP. Accordingly, GP and Kiai may be deemed to have a pecuniary interest in shares owned by Master and II. GP, Master, Kiai and II are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its pecuniary interest therein.
The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $0.99 to $1.00, inclusive. The relevant filers undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.