Filing Details

Accession Number:
0001203311-20-000020
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-06 18:32:38
Reporting Period:
2020-05-04
Accepted Time:
2020-05-06 18:32:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1060736 Seattle Genetics Inc SGEN Biological Products, (No Disgnostic Substances) (2836) 911874389
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1216477 E Todd Simpson 21823 30Th Drive Se
Bothell WA 98021
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-05-04 14,167 $12.00 175,863 No 4 M Direct
Common Stock Disposition 2020-05-04 14,167 $147.00 161,696 No 4 S Direct
Common Stock Acquisiton 2020-05-05 26,867 $15.46 188,563 No 4 M Direct
Common Stock Disposition 2020-05-05 13,500 $162.45 175,063 No 4 S Direct
Common Stock Disposition 2020-05-05 12,167 $163.36 162,896 No 4 S Direct
Common Stock Disposition 2020-05-05 1,200 $164.10 161,696 No 4 S Direct
Common Stock Acquisiton 2020-05-05 1,103 $45.30 162,799 No 4 M Direct
Common Stock Acquisiton 2020-05-05 2,554 $39.15 165,353 No 4 M Direct
Common Stock Acquisiton 2020-05-05 2,268 $44.09 167,621 No 4 M Direct
Common Stock Acquisiton 2020-05-05 2,436 $41.04 170,057 No 4 M Direct
Common Stock Acquisiton 2020-05-05 3,831 $26.10 173,888 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Incentive Stock Option (right to buy) Disposition 2020-05-05 3,831 $0.00 3,831 $26.10
Common Stock Incentive Stock Option (right to buy) Disposition 2020-05-05 2,554 $0.00 2,554 $39.15
Common Stock Incentive Stock Option (right to buy) Disposition 2020-05-05 2,436 $0.00 2,436 $41.04
Common Stock Incentive Stock Option (right to buy) Disposition 2020-05-05 2,268 $0.00 2,268 $44.09
Common Stock Incentive Stock Option (right to buy) Disposition 2020-05-05 1,103 $0.00 1,103 $45.30
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2020-05-04 14,167 $0.00 14,167 $12.00
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2020-05-05 26,867 $0.00 26,867 $15.46
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2022-08-20 No 4 M Direct
0 2025-08-25 No 4 M Direct
0 2023-08-19 No 4 M Direct
0 2024-08-26 No 4 M Direct
0 2026-08-27 No 4 M Direct
0 2020-08-27 No 4 M Direct
0 2021-08-24 No 4 M Direct
Footnotes
  1. Reflects sales of common stock executed in multiple transactions at prices ranging from $147.00 to $147.06. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
  2. Reflects sales of common stock executed in multiple transactions at prices ranging from $162.00 to $162.99. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
  3. Reflects sales of common stock executed in multiple transactions at prices ranging from $163.00 to $163.93. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
  4. Reflects sales of common stock executed in multiple transactions at prices ranging from $164.00 to $164.18. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
  5. Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.
  6. Options vested at a rate of 25% on 8/20/13 and monthly thereafter until all the shares were fully vested on 8/20/16.
  7. Options vested at a rate of 25% on 8/25/16 and monthly thereafter until all the shares were fully vested on 8/25/19.
  8. Options vested at a rate of 25% on 8/19/14 and monthly thereafter until all the shares were fully vested on 8/19/17.
  9. Options vested at a rate of 25% on 8/26/15 and monthly thereafter until all the shares were fully vested on 8/26/18.
  10. Options vested at a rate of 25% on 8/27/17 and then monthly thereafter. All the shares shall be fully vested on 8/27/20.
  11. Options vested at a rate of 25% on 8/27/11 and monthly thereafter until all the shares were fully vested on 8/27/14.
  12. Options vested at a rate of 25% on 8/24/12 and monthly thereafter until all the shares were fully vested on 8/24/15.