Filing Details
- Accession Number:
- 0001203311-20-000020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-06 18:32:38
- Reporting Period:
- 2020-05-04
- Accepted Time:
- 2020-05-06 18:32:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1060736 | Seattle Genetics Inc | SGEN | Biological Products, (No Disgnostic Substances) (2836) | 911874389 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1216477 | E Todd Simpson | 21823 30Th Drive Se Bothell WA 98021 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-05-04 | 14,167 | $12.00 | 175,863 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-05-04 | 14,167 | $147.00 | 161,696 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-05-05 | 26,867 | $15.46 | 188,563 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-05-05 | 13,500 | $162.45 | 175,063 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-05-05 | 12,167 | $163.36 | 162,896 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-05-05 | 1,200 | $164.10 | 161,696 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-05-05 | 1,103 | $45.30 | 162,799 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2020-05-05 | 2,554 | $39.15 | 165,353 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2020-05-05 | 2,268 | $44.09 | 167,621 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2020-05-05 | 2,436 | $41.04 | 170,057 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2020-05-05 | 3,831 | $26.10 | 173,888 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option (right to buy) | Disposition | 2020-05-05 | 3,831 | $0.00 | 3,831 | $26.10 |
Common Stock | Incentive Stock Option (right to buy) | Disposition | 2020-05-05 | 2,554 | $0.00 | 2,554 | $39.15 |
Common Stock | Incentive Stock Option (right to buy) | Disposition | 2020-05-05 | 2,436 | $0.00 | 2,436 | $41.04 |
Common Stock | Incentive Stock Option (right to buy) | Disposition | 2020-05-05 | 2,268 | $0.00 | 2,268 | $44.09 |
Common Stock | Incentive Stock Option (right to buy) | Disposition | 2020-05-05 | 1,103 | $0.00 | 1,103 | $45.30 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-05-04 | 14,167 | $0.00 | 14,167 | $12.00 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-05-05 | 26,867 | $0.00 | 26,867 | $15.46 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2022-08-20 | No | 4 | M | Direct | |
0 | 2025-08-25 | No | 4 | M | Direct | |
0 | 2023-08-19 | No | 4 | M | Direct | |
0 | 2024-08-26 | No | 4 | M | Direct | |
0 | 2026-08-27 | No | 4 | M | Direct | |
0 | 2020-08-27 | No | 4 | M | Direct | |
0 | 2021-08-24 | No | 4 | M | Direct |
Footnotes
- Reflects sales of common stock executed in multiple transactions at prices ranging from $147.00 to $147.06. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
- Reflects sales of common stock executed in multiple transactions at prices ranging from $162.00 to $162.99. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
- Reflects sales of common stock executed in multiple transactions at prices ranging from $163.00 to $163.93. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
- Reflects sales of common stock executed in multiple transactions at prices ranging from $164.00 to $164.18. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
- Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.
- Options vested at a rate of 25% on 8/20/13 and monthly thereafter until all the shares were fully vested on 8/20/16.
- Options vested at a rate of 25% on 8/25/16 and monthly thereafter until all the shares were fully vested on 8/25/19.
- Options vested at a rate of 25% on 8/19/14 and monthly thereafter until all the shares were fully vested on 8/19/17.
- Options vested at a rate of 25% on 8/26/15 and monthly thereafter until all the shares were fully vested on 8/26/18.
- Options vested at a rate of 25% on 8/27/17 and then monthly thereafter. All the shares shall be fully vested on 8/27/20.
- Options vested at a rate of 25% on 8/27/11 and monthly thereafter until all the shares were fully vested on 8/27/14.
- Options vested at a rate of 25% on 8/24/12 and monthly thereafter until all the shares were fully vested on 8/24/15.