Filing Details

Accession Number:
0001367859-20-000099
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-06 18:18:42
Reporting Period:
2020-05-06
Accepted Time:
2020-05-06 18:18:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1367859 Citizens Community Bancorp Inc. CZWI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1204872 S James Broucek C/O Citizens Community Bancorp, Inc.
2174 Eastridge Center
Eau Claire WI 54701
Evp/Cfo/Treasurer/Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2020-05-06 200 $7.98 31,904 No 4 P Indirect By IRA
Common Stock, Par Value $0.01 Per Share Acquisiton 2020-05-06 100 $7.97 32,004 No 4 P Indirect By IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By IRA
No 4 P Indirect By IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 8,064 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Common Stock Option (right to buy) $13.60 2027-10-31 8,000 8,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2027-10-31 8,000 8,000 Direct
Footnotes
  1. These shares are held in the reporting person's self-directed IRA.
  2. The common stock option awarded under the Company's 2008 Equity Incentive Plan vests as follows: 20% of the shares vest on each of October 31, 2018, October 31, 2019, October 31, 2020, October 31, 2021 and October 31, 2022.