Filing Details
- Accession Number:
- 0001251859-20-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-06 16:41:11
- Reporting Period:
- 2020-05-05
- Accepted Time:
- 2020-05-06 16:41:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1023844 | National Holdings Corp | NHLD | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 364128138 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1251859 | Daniel Asher | 111 W Jackson Blvd 20Th Fl Chicago IL 60604 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-05-05 | 61,931 | $1.80 | 1,270,405 | No | 4 | P | Indirect | Thru Equitec Proprietary Markets, LLC |
| Common Stock | Acquisiton | 2020-05-05 | 9,400 | $1.78 | 1,279,805 | No | 4 | P | Indirect | Thru Equitec Proprietary Markets, LLC |
| Common Stock | Acquisiton | 2020-05-06 | 100 | $1.86 | 1,279,905 | No | 4 | P | Indirect | Thru Equitec Proprietary Markets, LLC |
| Common Stock | Acquisiton | 2020-05-06 | 1,080 | $1.87 | 1,280,985 | No | 4 | P | Indirect | Thru Equitec Proprietary Markets, LLC |
| Common Stock | Acquisiton | 2020-05-06 | 2,100 | $1.88 | 1,283,085 | No | 4 | P | Indirect | Thru Equitec Proprietayr Markets, LLC |
| Common Stock | Acquisiton | 2020-05-06 | 3,300 | $1.89 | 1,286,385 | No | 4 | P | Indirect | Thru Equitec Proprietary Markets, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Thru Equitec Proprietary Markets, LLC |
| No | 4 | P | Indirect | Thru Equitec Proprietary Markets, LLC |
| No | 4 | P | Indirect | Thru Equitec Proprietary Markets, LLC |
| No | 4 | P | Indirect | Thru Equitec Proprietary Markets, LLC |
| No | 4 | P | Indirect | Thru Equitec Proprietayr Markets, LLC |
| No | 4 | P | Indirect | Thru Equitec Proprietary Markets, LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,277,932 | Indirect | Thru Sphinx Trading, LP |
Footnotes
- The Reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC
- The reporting person is a member and president of Oakmont Investments, LLC, the general partner of Sphinx Trading, LP
Billionaire Hedge Funds
