Home > Insider Trading > Filing (0000933430-20-000003)

Filing Details

Accession Number:: 0000933430-20-000003
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-05-06 16:33:25
Reporting Period:: 2020-05-04

Accepted Time:: 2020-05-06 16:33:25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
875657	Ultralife Corp	ULBI	Miscellaneous Electrical Machinery, Equipment & Supplies (3690)	161387013

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
933430	T Bradford Whitmore	1603 Orrington Ave., Ste 900 Evanston IL 60201		Yes	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock; $.10 Par Value	Acquisiton	2020-05-04	5,534	$7.64	544,436	No	4	P	Direct
Common Stock; $.10 Par Value	Acquisiton	2020-05-05	2,978	$8.38	547,414	No	4	P	Direct
Common Stock; $.10 Par Value	Acquisiton	2020-05-06	2,678	$8.36	550,092	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock; $.10 Par Value	4,452,283	Indirect	By Sunray I, LLC
Common Stock; $.10 Par Value	518,616	Indirect	By Grace Brothers, LP
Common Stock; $.10 Par Value	3,272	Indirect	By daughter

Footnotes

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.50 to $7.94. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this From 4.
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.3001 to $8.42. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.34 to $8.37. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
As sole manager and sole voting member of Sunray I, LLC, Bradford T. Whitmore is an indirect beneficial owner of 4,452,283 shares of Common Stock.
As manager of BRO-GP, LLC, Grace Brothers, LP's General Partner, Bradford T. Whitmore is an indirect beneficial owner of 518,616 shares of Common Stock.