Filing Details
- Accession Number:
- 0001209191-20-027443
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-06 16:05:11
- Reporting Period:
- 2020-05-04
- Accepted Time:
- 2020-05-06 16:05:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 766701 | Capstead Mortgage Corp | CMO | Real Estate Investment Trusts (6798) | 752027937 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1227321 | A Phillip Reinsch | 8401 N Central Expressway Suite 800 Dallas TX 75225 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-05-04 | 10,000 | $4.85 | 414,410 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-05-05 | 10,000 | $5.07 | 424,410 | No | 4 | P | Direct | |
| 7.50% Series E Cumulative Redeemable Preferred Stock | Acquisiton | 2020-05-05 | 3,500 | $22.18 | 3,500 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- Reflects the weighted average purchase price for the reported transactions. An aggregate of 3,500 shares of the Issuer's 7.50% Series E Cumulative Redeemable Preferred Stock were purchased on behalf of the Reporting Person in various transactions at prices ranging from $21.99 to $22.22. The Reporting Person will provide the SEC staff, the Issuer, or a security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price.
Billionaire Hedge Funds
