Home > Insider Trading > Filing (0001140361-11-017882)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
880643	Genta Inc De	GNTA	Biological Products, (No Disgnostic Substances) (2836)	330326866

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1100843	Jr P Raymond Warrell	C/O Genta Incorporated 200 Connell Drive Berkeley Heights NJ 07922	Chairman & Chief Exec Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2011-03-17	100,000	$0.07	229,272,275	No	4	S	Direct
Common Stock	Disposition	2011-03-18	99,368	$0.05	229,172,907	No	4	S	Direct
Common Stock	Acquisiton	2011-03-21	1,997,472	$0.01	229,172,907	No	4	C	Direct
Common Stock	Acquisiton	2011-03-21	40,000	$0.01	229,159,939	No	4	X	Direct
Common Stock	Disposition	2011-03-21	425,000	$0.04	228,734,939	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	C	Direct
No	4	X	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	15% Senior Convertible Promissory Note	Disposition	2011-03-21	0	$0.00	1,997,472	$0.01
Common Stock	March 2010 Warrant	Disposition	2011-03-21	52,968	$0.00	40,000	$0.01

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,655,463	2008-10-07	2011-09-04	No	4	C	Direct
996,992,924	2010-03-09	2013-03-09	No	4	X	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,180,204	Indirect	By spouse

Footnotes

Includes 99,580 shares of common stock held jointly with Dr. Warrell's spouse, Dr. Itri, 119,420 shares of common stock potentially issuable upon the vesting of currently outstanding restricted stock units held by Dr. Warrell, 118,579,395 shares of common stock issuable upon the conversion of Senior Convertible Promissory Notes due September 9, 2011, as amended, (the Notes), held in joint account with Dr. Itri, 683,380 shares of common stock issuable upon the conversion of Notes held by Dr. Warrell's IRA, 97,045,892 shares of common stock issuable upon the exercise of March 2010 Warrants held in joint account with Dr. Itri, 12,676,270 shares of common stock issuable upon the exercise of December 2010 Warrants held in joint account with Dr. Itri and 68,338 shares of common stock issuable upon the exercise of December 2010 Warrants held by Dr. Warrell's IRA.
Includes 52,622 shares of common stock potentially issuable upon the vesting of currently outstanding restricted stock units held by Dr. Itri, 1,025,070 shares of common stock issuable upon the conversion of Notes held by Dr. Itri's IRA and 102,512 shares of common stock issuable upon the exercise of December 2010 Warrants held by Dr. Itri's IRA