Filing Details
- Accession Number:
- 0001394411-20-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-05 18:08:23
- Reporting Period:
- 2020-05-04
- Accepted Time:
- 2020-05-05 18:08:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1126741 | Gsi Technology Inc | GSIT | Semiconductors & Related Devices (3674) | 770398779 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1394411 | Robert Yau | Gsi Technology, Inc. 1213 Elko Drive Sunnyvale CA 94089 | Vp, Engin., Sect. & Director | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-05-04 | 40,000 | $6.00 | 1,057,439 | No | 4 | M | Indirect | Self as Co-Trustee for Yau Revocable Trust |
| Common Stock | Disposition | 2020-05-04 | 40,000 | $7.02 | 1,017,439 | No | 4 | S | Indirect | Self as Co-Trustee for Yau Revocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | Self as Co-Trustee for Yau Revocable Trust |
| No | 4 | S | Indirect | Self as Co-Trustee for Yau Revocable Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2020-05-04 | 40,000 | $0.00 | 40,000 | $6.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-01-13 | 2020-05-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,000 | Indirect | By spouse |
Footnotes
- The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 4, 2020.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.93 to $7.30, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
Billionaire Hedge Funds
