Filing Details
- Accession Number:
- 0001764925-20-000356
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-05 17:13:26
- Reporting Period:
- 2020-05-01
- Accepted Time:
- 2020-05-05 17:13:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1764925 | Slack Technologies Inc. | WORK | Services-Telephone Interconnect Systems (7385) | 264400325 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1775683 | Cal Henderson | C/O Slack Technologies, Inc. 500 Howard Street San Francisco, CA 94105 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2020-05-01 | 13,528 | $0.00 | 58,500 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2020-05-01 | 13,528 | $25.93 | 44,972 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Common Stock | Restricted Stock Units | Disposition | 2020-05-01 | 15,255 | $0.00 | 15,255 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2020-05-01 | 15,255 | $0.00 | 15,255 | $0.00 |
Class B Common Stock | Restricted Stock Units | Disposition | 2020-05-01 | 11,250 | $0.00 | 11,250 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2020-05-01 | 11,250 | $0.00 | 11,250 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2020-05-01 | 13,528 | $0.00 | 13,528 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2023-04-06 | No | 4 | M | Direct | |
156,439 | No | 4 | M | Direct | ||
123,750 | 2026-02-26 | No | 4 | M | Direct | |
167,689 | No | 4 | M | Direct | ||
154,161 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 70,775 | Indirect | By trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 15,168,173 | 15,168,173 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 98,765 | 98,765 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 222,200 | 222,200 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 222,200 | 222,200 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 98,765 | 98,765 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 222,200 | 222,200 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 222,200 | 222,200 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
15,168,173 | 15,168,173 | Indirect | |
98,765 | 98,765 | Indirect | |
222,200 | 222,200 | Indirect | |
222,200 | 222,200 | Indirect | |
98,765 | 98,765 | Indirect | |
222,200 | 222,200 | Indirect | |
222,200 | 222,200 | Indirect |
Footnotes
- Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.
- Shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs).
- Shares held of record by Cal Henderson and Rebecca Reeve Henderson, spouse of the Reporting Person, Trustees of The Henderson Family Trust u/a/d/ 7/21/2016.
- Each RSU represents the right to receive one share of Class B Common Stock.
- The RSUs are subject to time-based and performance-based vesting criteria. The time-based vesting occurs in 16 equal quarterly installments commencing on August 1, 2016, subject to the Reporting Person's continued service with the Issuer on each such date. The performance-based criteria was satisfied upon the Issuer's listing and public trading of its Class A Common Stock on June 20, 2019.
- The RSUs are subject to time-based and performance-based vesting criteria. The time-based vesting occurs in 16 equal quarterly installments commencing on May 1, 2019, subject to the Reporting Person's continued service with the Issuer on each such date. The performance-based criteria was satisfied upon the Issuer's listing and public trading of its of Class A Common Stock on June 20, 2019.
- Shares held of record by Cal Henderson, Trustee of The Cal Henderson 2019 Grantor Retained Annuity Trust dated May 22, 2019.
- Shares held of record by First Republic Trust Company of Delaware LLC and Cal Henderson, Trustees of The Theodore Henderson GST Exempt Trust under the Cal Henderson Family 2019 Irrevocable Trust dated May 22, 2019.
- Shares held of record by First Republic Trust Company of Delaware LLC and Cal Henderson, Trustees of The William Franklin Henderson GST Exempt Trust under the Cal Henderson Family 2019 Irrevocable Trust dated May 22, 2019.
- Shares held of record by Rebecca Reeve Henderson, Trustee of The Rebecca Reeve Henderson 2019 Grantor Retained Annuity Trust dated May 22, 2019.
- The Shares are held of record by Rebecca Reeve Henderson, Trustee of The Rebecca Reeve Henderson 2019 Grantor Retained Annuity Trust dated May 22, 2019; Trustee of the Theodore Henderson GST Exempt Trust under the Rebecca Reeve Henderson Family 2019 Irrevocable Trust dated May 22, 2019; Trustee of the William Franklin Henderson GST Exempt Trust under Rebecca Reeve Henderson Family 2019 Irrevocable Trust dated May 22, 2019; and spouse of the Reporting Person, and as such, may be deemed to be beneficially held by the Reporting Person.
- Shares held of record by First Republic Trust Company of Delaware LLC and Rebecca Reeve Henderson, Trustees of The Theodore Henderson GST Exempt Trust under the Rebecca Reeve Henderson Family 2019 Irrevocable Trust dated May 22, 2019.
- Shares held of record by First Republic Trust Company of Delaware LLC and Rebecca Reeve Henderson, Trustees of The William Franklin Henderson GST Exempt Trust under the Rebecca Reeve Henderson Family 2019 Irrevocable Trust dated May 22, 2019.