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Filing Details

Accession Number:: 0001209191-20-027066
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-05-05 16:10:18
Reporting Period:: 2020-05-01

Accepted Time:: 2020-05-05 16:10:18
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1013857	Pegasystems Inc	PEGA	Services-Computer Processing & Data Preparation (7374)	042787865

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1680115	Kenneth Stillwell	C/O Pegasystems Inc One Rogers Street Cambridge MA 02142	Cfo, Svp	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2020-05-01	1,000	$80.36	10,244	No	4	S	Direct
Common Stock	Acquisiton	2020-05-01	10,576	$27.74	20,820	No	4	M	Direct
Common Stock	Disposition	2020-05-01	6,723	$80.36	14,097	No	4	F	Direct
Common Stock	Disposition	2020-05-01	3,853	$79.24	10,244	No	4	S	Direct
Common Stock	Disposition	2020-05-01	1,474	$79.17	8,770	No	4	S	Direct
Common Stock	Acquisiton	2020-05-01	2,187	$0.00	10,957	No	4	M	Direct
Common Stock	Disposition	2020-05-01	970	$83.62	9,987	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Options	Disposition	2020-05-01	10,576	$0.00	10,576	$27.74
Common Stock	Restricted Stock Units	Disposition	2020-05-01	2,187	$0.00	2,187	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
65,955	2017-08-01	2026-08-01	No	4	M	Direct
10,933	2017-08-01		No	4	M	Direct

Footnotes

Sold pursuant to a pre-arranged stock trading plan under Rule 10b-5 of the Securities Exchange Act of 1934, as amended.
Represents the exercise price of the stock option referenced in Table II and Mr. Stillwell's tax liability, which was paid by way of the Company withholding shares of equal value.
Represents the weighted average of the sale prices, ranging from $79.2421 to $79.2428. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.
Represents the weighted average of the sale prices, ranging from $79.11 to $79.18. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.
Represents the 5% quarterly vesting on May 1, 2020. The original grant was 43,732 restricted stock units, with 20% vested on August 1, 2017, and the remaining 80% in equal quarterly installments over the remaining four years.
Does not include shares of common stock subject to unvested restricted stock units and/or options awards.
Options vested 20% on August 1, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years.
Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.
Once vested, shares of common stock are not subject to expiration.