Filing Details

Accession Number:
0001434728-20-000136
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-04 19:11:07
Reporting Period:
2020-04-30
Accepted Time:
2020-05-04 19:11:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1434728 Global Water Resources Inc. GWRS Water Supply (4941) 900632193
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1733776 Debra Coy 2401 East Katella Avenue
Suite 300
Anaheim CA 92806
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-04-30 36 $10.82 16,316 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Deferred Phantom Unit Acquisiton 2020-04-30 5 $0.00 5 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,180 No 4 A Direct
Footnotes
  1. Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person.
  2. Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").
  3. The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.