Filing Details
- Accession Number:
- 0001438133-20-000042
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-04 18:13:34
- Reporting Period:
- 2020-05-04
- Accepted Time:
- 2020-05-04 18:13:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1438133 | Tandem Diabetes Care Inc | TNDM | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1422126 | B David Berger | C/O Tandem Diabetes Care, Inc. 11075 Roselle Street San Diego CA 92121 | Evp, Chief Legal & Compliance | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-05-04 | 650 | $2.59 | 3,961 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-05-04 | 650 | $79.00 | 3,311 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-05-04 | 1,350 | $2.59 | 4,661 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-05-04 | 1,350 | $78.00 | 3,311 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Stock Option | Stock Option | Disposition | 2020-05-04 | 2,000 | $0.00 | 2,000 | $2.59 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,000 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 200 | Indirect | Berger Family Trust |
Footnotes
- Represents shares of common stock received upon exercise of a stock option award.
- The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2019.
- The securities are held by the Berger Family Trust dated April 16, 2008.
- Fifty percent (50%) of the underlying shares subject to the option vested on 12/1/2018, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter.
- The expiration date for these options is 10 years from the date of grant.