Filing Details
- Accession Number:
- 0001127602-20-015201
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-05-04 16:36:48
- Reporting Period:
- 2020-05-01
- Accepted Time:
- 2020-05-04 16:36:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 66740 | 3M Co | MMM | Surgical & Medical Instruments & Apparatus (3841) | 410417775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1577544 | F Michael Roman | 3M Center St. Paul MN 55144-1000 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-05-01 | 10,067 | $89.47 | 57,868 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-05-01 | 310 | $148.70 | 57,558 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-05-01 | 7,584 | $148.70 | 49,974 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2020-05-01 | 2,483 | $0.00 | 2,483 | $89.47 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2020-05-01 | 7,584 | $0.00 | 7,584 | $89.47 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,584 | 2012-02-08 | 2021-02-08 | No | 4 | M | Direct |
| 0 | 2012-02-08 | 2021-02-08 | No | 4 | M | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2019.
Billionaire Hedge Funds
