Filing Details

Accession Number:
0001445866-20-000523
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-05-01 17:41:49
Reporting Period:
2020-04-24
Accepted Time:
2020-05-01 17:41:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
318673 Security National Financial Corp SNFCA Finance Services (6199) 870345941
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1298129 Craig H. Moody 11892 South Brookglen Drive
Sandy UT 84092
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2020-04-24 4,105 $5.00 41,638 No 4 S Direct
Class A Common Stock Disposition 2020-04-27 4,000 $5.00 37,638 No 4 S Direct
Class A Common Stock Disposition 2020-04-27 1,000 $5.20 36,638 No 4 S Direct
Class A Common Stock Disposition 2020-04-28 2,028 $5.57 34,610 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2011-12-02 7,757 $0.83 7,757 $0.83
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2011-12-07 1,552 $0.83 1,552 $0.83
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2012-04-13 7,388 $1.04 7,388 $1.04
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2012-12-07 1,478 $4.93 1,478 $4.93
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2013-12-06 6,812 $3.38 6,812 $3.38
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2013-12-07 1,408 $3.38 1,408 $3.38
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2014-12-05 6,701 $3.70 6,701 $3.70
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2014-12-07 1,341 $3.70 1,341 $3.70
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2015-12-04 6,382 $5.20 6,382 $5.20
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2015-12-07 1,277 $5.20 1,277 $5.20
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2016-12-02 6,078 $5.73 6,078 $5.73
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2016-12-07 1,216 $5.73 1,216 $5.73
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2017-12-01 1,158 $4.33 1,158 $4.33
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2018-11-30 5,513 $4.98 5,513 $4.98
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2018-11-30 1,103 $4.99 1,103 $4.99
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2019-12-06 5,250 $5.19 5,250 $5.19
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2019-12-06 1,050 $5.19 1,050 $5.19
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,757 2012-03-02 2021-12-02 No 4 A Direct
1,552 2012-03-07 2021-12-07 No 4 A Direct
7,388 2012-07-13 2022-04-13 No 4 A Direct
1,478 2013-03-07 2022-12-07 No 4 A Direct
6,812 2014-03-06 2023-12-06 No 4 A Direct
1,408 2014-03-07 2023-12-07 No 4 A Direct
6,701 2015-03-05 2024-12-05 No 4 A Direct
1,341 2015-03-07 2024-12-07 No 4 A Direct
6,382 2016-03-04 2025-12-04 No 4 A Direct
1,277 2016-03-07 2025-12-07 No 4 A Direct
6,078 2017-03-02 2026-12-02 No 4 A Direct
1,216 2017-03-07 2026-12-07 No 4 A Direct
1,158 2018-03-01 2027-12-01 No 4 A Direct
5,513 2019-02-28 2028-11-30 No 4 A Direct
1,103 2019-02-28 2028-11-30 No 4 A Direct
5,250 2020-03-06 2029-12-06 No 4 A Direct
1,050 2020-03-06 2029-12-06 No 4 A Direct
Footnotes
  1. This option was granted on December 2, 2011 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
  2. This option was granted on December 7, 2011 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.24 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
  3. This option was granted on April 13, 2012 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
  4. This option was granted on December 7, 2012 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
  5. This option was granted on December 6, 2013 as an option for 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
  6. This option was granted on December 7, 2013 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
  7. This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
  8. This option was granted on December 7, 2014 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
  9. This option was granted on December 4, 2015 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
  10. This option was granted on December 7, 2015 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
  11. This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
  12. This option was granted on December 7, 2016 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.36 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020.
  13. This option was granted on December 1, 2017 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020.
  14. This option was granted on November 30, 2018 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020.
  15. This option was granted on November 30, 2018 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020.
  16. This option was granted on December 6, 2019 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share but adjusted pursuant to the anti-dilution provisions of the Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested.
  17. This option was granted on December 6, 2019 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share but adjusted pursuant to the anti-dilution provisions of the Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested.