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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1290677	Turning Point Brands Inc.	TPB	Tobacco Products (2100)	133961898

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1794878	Graham Purdy	5201 Interchange Way Louisville KY 40229	Chief Operating Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-04-30	1,000	$22.57	96,059	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Options (2020)	$14.85	2030-03-18	11,000	11,000	Direct
Common Stock	Options (2019)	$47.58	2029-03-20	5,500	5,500	Direct
Common Stock	Options (2018)	$21.21	2028-03-07	8,900	8,900	Direct
Common Stock	Options (2017)	$15.41	2027-05-17	5,000	5,000	Direct
Common Stock	Options (2014)	$3.83	2024-08-08	5,216	5,216	Direct
Common Stock	Options (2011)	$3.83	2021-08-25	62,591	62,591	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2030-03-18	11,000	11,000	Direct
2029-03-20	5,500	5,500	Direct
2028-03-07	8,900	8,900	Direct
2027-05-17	5,000	5,000	Direct
2024-08-08	5,216	5,216	Direct
2021-08-25	62,591	62,591	Direct

Footnotes

Granted pursuant to the issuer's 2006 Equity Plan
The options vested and became exercisable as to 50% of the underlying shares on August 25, 2011, 16.66% of the underlying shares on August 25, 2012, 16.66% of the underlying shares on August 25, 2013 and the remaining 16.66% of the underlying shares on August 25, 2014.
The options vested and became exercisable as to 50% of the underlying shares on August 8, 2014, 25% of the underlying shares on August 8, 2015 and 25% of the underlying shares on August 8, 2016.
Granted pursuant to the issuer's 2015 Equity Incentive Plan.
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022, and 33% of the underlying shares on January 1, 2023.