Home > Insider Trading > Filing (0001562180-20-003234)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
820318	Ii-Vi Inc	IIVI	Optical Instruments & Lenses (3827)	251214948

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1191458	J Francis Kramer	C/O Ii-Vi Inc. 375 Saxonburg Blvd. Saxonburg PA 16056		No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-04-29	20,000	$16.86	208,549	No	4	M	Direct
Common Stock	Disposition	2020-04-29	20,000	$35.00	188,549	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Option (Right to buy)	Disposition	2020-04-29	20,000	$0.00	20,000	$16.86

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
21,380		2020-08-21	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	92,500	Indirect	By GRATs
Common Stock	285,401	Indirect	By Spousal Limited Access Trust

Footnotes

Includes 44,657 shares previously reported as being beneficially owned indirectly by the reporting person but which have been distributed to the reporting person by a GRAT.
The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2020.
The reporting person disclaims beneficial ownership of these securities, other than to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
The grant of these options previously was reported as covering 30,690 shares at an exercise price of $33.71 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.
The options fully vested August 21, 2013.