Filing Details
- Accession Number:
- 0001562180-20-003220
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-04-30 16:28:14
- Reporting Period:
- 2020-04-28
- Accepted Time:
- 2020-04-30 16:28:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 920427 | Unity Bancorp Inc | UNTY | State Commercial Banks (6022) | 223282551 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1033204 | Ii H Robert Dallas | C/O Unity Bancorp Inc 64 Old Highway 22 Clinton NJ 08809 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-04-28 | 7,500 | $14.39 | 1,720,307 | No | 4 | P | Indirect | Dallas Financial Holdings, LLC |
| Common Stock | Acquisiton | 2020-04-30 | 12,500 | $15.81 | 1,732,807 | No | 4 | P | Indirect | Dallas Financial Holdings, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Dallas Financial Holdings, LLC |
| No | 4 | P | Indirect | Dallas Financial Holdings, LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Restricted Stock | 1,787 | Direct | |
| Common Stock | 20,108 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to buy) | $0.00 | 0 | 13,300 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 0 | 13,300 | Direct |
Footnotes
- 1,237 shares are held in an account at Computershare, which have upcoming vesting dates. 550 shares are dividend reinvested shares for a total of 1,787.
- 20,108 shares are held in an account at Shareworks
- The price reported in Column 4 is a Weighted Average Price. These shares were purchased in multiple transactions at prices ranging from $14.1238 to $14.7071 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- The price reported in Column 4 is a Weighted Average Price. These shares were purchased in multiple transactions at prices ranging from $15.55 to $16.07 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- 177,497 shares are held in an account at Computershare, 1,555,310 shares are held in a brokerage account.
- 13,300 stock options were granted under various dates and vesting periods of which 3,633 are currently exercisable.
Billionaire Hedge Funds
