Filing Details

Accession Number:
0001562180-20-003218
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-04-30 16:24:28
Reporting Period:
2020-04-28
Accepted Time:
2020-04-30 16:24:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
920427 Unity Bancorp Inc UNTY State Commercial Banks (6022) 223282551
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1033206 D David Dallas C/O Unity Bancorp Inc
64 Old Highway 22
Clinton NJ 08809
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-04-28 7,500 $14.39 1,720,307 No 4 P Indirect Dallas Financial Holdings, LLC
Common Stock Acquisiton 2020-04-30 12,500 $15.81 1,732,807 No 4 P Indirect Dallas Financial Holdings, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Dallas Financial Holdings, LLC
No 4 P Indirect Dallas Financial Holdings, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Restricted Stock 2,038 Direct
Common Stock 20,415 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options (Right to buy) $0.00 0 13,333 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
0 13,333 Direct
Footnotes
  1. 1,475 shares are held in an account at Computershare, which have upcoming vesting dates. 563 shares are dividend reinvested shares for a total of 2,038.
  2. 20,415 shares are held in an account at Shareworks
  3. The price reported in Column 4 is a Weighted Average Price. These shares were purchased in multiple transactions at prices ranging from $14.1238 to $14.7071 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  4. The price reported in Column 4 is a Weighted Average Price. These shares were purchased in multiple transactions at prices ranging from $15.55 to $16.07 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  5. 177,497 shares are held in an account at Computershare, 1,555,310 shares are held in a brokerage account.
  6. 13,333 stock options were granted under various dates and vesting periods of which 3,666 are currently exercisable.