Filing Details
- Accession Number:
- 0000932440-11-000354
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-21 11:32:52
- Reporting Period:
- 2010-08-17
- Filing Date:
- 2011-03-21
- Accepted Time:
- 2011-03-21 11:32:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1305767 | Pioneer Floating Rate Trust | PHD | () | 582683903 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 70858 | Bank Of America Corp /De/ | Bank Of America Corporate Center 100 N. Tryon Street Charlotte NC 28255 | No | No | Yes | No | |
| 728612 | Merrill Lynch, Pierce, Fenner & Smith Inc. | 4 World Financial Center North Tower New York NY 10080 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-08-17 | 4,590 | $12.20 | 4,590 | No | 4 | P | Indirect | By Subsidiary |
| Common Stock | Disposition | 2010-08-17 | 790 | $12.08 | 3,800 | No | 4 | S | Indirect | By Subsidiary |
| Common Stock | Disposition | 2010-08-17 | 800 | $12.10 | 3,000 | No | 4 | S | Indirect | By Subsidiary |
| Common Stock | Disposition | 2010-08-17 | 200 | $12.11 | 2,800 | No | 4 | S | Indirect | By Subsidiary |
| Common Stock | Disposition | 2010-08-17 | 2,300 | $12.12 | 500 | No | 4 | S | Indirect | By Subsidiary |
| Common Stock | Disposition | 2010-08-17 | 400 | $12.14 | 100 | No | 4 | S | Indirect | By Subsidiary |
| Common Stock | Disposition | 2010-08-17 | 100 | $12.15 | 0 | No | 4 | S | Indirect | By Subsidiary |
| Common Stock | Acquisiton | 2010-11-30 | 100 | $14.48 | 100 | No | 4 | P | Indirect | By Subsidiary |
| Common Stock | Acquisiton | 2010-11-30 | 100 | $14.49 | 200 | No | 4 | P | Indirect | By Subsidiary |
| Common Stock | Acquisiton | 2010-11-30 | 50 | $14.50 | 250 | No | 4 | P | Indirect | By Subsidiary |
| Common Stock | Disposition | 2010-11-30 | 250 | $13.07 | 0 | No | 4 | S | Indirect | By Subsidiary |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Subsidiary |
| No | 4 | S | Indirect | By Subsidiary |
| No | 4 | S | Indirect | By Subsidiary |
| No | 4 | S | Indirect | By Subsidiary |
| No | 4 | S | Indirect | By Subsidiary |
| No | 4 | S | Indirect | By Subsidiary |
| No | 4 | S | Indirect | By Subsidiary |
| No | 4 | P | Indirect | By Subsidiary |
| No | 4 | P | Indirect | By Subsidiary |
| No | 4 | P | Indirect | By Subsidiary |
| No | 4 | S | Indirect | By Subsidiary |
Billionaire Hedge Funds
