Filing Details
- Accession Number:
- 0001567619-20-008637
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-04-30 10:33:25
- Reporting Period:
- 2020-04-30
- Accepted Time:
- 2020-04-30 10:33:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1290677 | Turning Point Brands Inc. | TPB | Tobacco Products (2100) | 133961898 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1733907 | M. Robert Lavan | 5201 Interchange Way Louisville KY 40229 | Svp, Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-04-30 | 1,000 | $22.14 | 8,500 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Options 2020 | $14.85 | 2030-03-18 | 37,500 | 37,500 | Direct | |
| Common Stock | Options (2019) | $47.58 | 2029-03-20 | 46,000 | 46,000 | Direct | |
| Common Stock | Options (2018) | $21.49 | 2028-03-13 | 26,000 | 26,000 | Direct | |
| Common Stock | Options (2018) | $21.21 | 2028-03-07 | 9,000 | 9,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2030-03-18 | 37,500 | 37,500 | Direct |
| 2029-03-20 | 46,000 | 46,000 | Direct |
| 2028-03-13 | 26,000 | 26,000 | Direct |
| 2028-03-07 | 9,000 | 9,000 | Direct |
Footnotes
- Granted pursuant to the issuer's 2015 Equity Incentive Plan.
- The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.
- The options vest and become exercisable as to 34% of the underlying shares on March 13, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.
- The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.
- The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.
Billionaire Hedge Funds
