Filing Details

Accession Number:
0000899243-20-011599
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-04-29 19:44:09
Reporting Period:
2020-04-27
Accepted Time:
2020-04-29 19:44:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1771515 Grocery Outlet Holding Corp. GO Retail-Grocery Stores (5411) 471874201
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1779766 Jr. Joseph Robert Sheedy C/O Grocery Outlet Holding Corp.
5650 Hollis Street
Emeryville CA 94608
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-04-27 264,927 $7.13 274,927 No 4 M Direct
Common Stock Disposition 2020-04-27 72,000 $32.73 202,927 No 4 S Direct
Common Stock Disposition 2020-04-27 192,927 $35.39 10,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2020-04-27 264,927 $0.00 264,927 $7.13
Common Stock Stock Options (Right to Buy) Acquisiton 2020-04-27 105,967 $0.00 105,967 $3.81
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,031 2024-11-25 No 4 M Direct
362,030 2024-11-25 No 4 A Direct
Footnotes
  1. This amount represents the $34.00 secondary public offering price per share of the Common Stock of the Issuer less the underwriting discount of $1.275 per share.
  2. The sales reported in this row of this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.76, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
  4. Represents stock options granted on November 25, 2014 which vested in five equal installments on each of the first five anniversaries of the grant date.
  5. Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria in connection with the secondary public offering. These stock options are vested and exercisable.