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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1771515	Grocery Outlet Holding Corp.	GO	Retail-Grocery Stores (5411)	471874201

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1779740	Jr. J. Eric Lindberg	C/O Grocery Outlet Holding Corp. 5650 Hollis Street Emeryville CA 94608	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-04-27	50,000	$3.81	50,000	No	4	M	Direct
Common Stock	Disposition	2020-04-27	50,000	$32.73	0	No	4	S	Direct
Common Stock	Disposition	2020-04-27	200,000	$32.73	2,176,670	No	4	S	Indirect	By Lindberg Revocable Trust
Common Stock	Disposition	2020-04-27	50,000	$0.00	2,126,670	No	5	G	Indirect	By Lindberg Revocable Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	S	Indirect	By Lindberg Revocable Trust
No	5	G	Indirect	By Lindberg Revocable Trust

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Options (Right to Buy)	Disposition	2020-04-27	50,000	$0.00	50,000	$3.81
Common Stock	Stock Options (Right to Buy)	Acquisiton	2020-04-27	397,374	$0.00	397,374	$3.81

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
910,240		2024-10-21	No	4	M	Direct
1,307,614		2024-10-21	No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	701,500	Indirect	By Lindberg Irrevocable Trust
Common Stock	460	Indirect	By child
Common Stock	460	Indirect	By spouse

Footnotes

This amount represents the $34.00 secondary public offering price per share of the Common Stock of the Issuer less the underwriting discount of $1.275 per share.
Reflects shares directly held by The Lindberg Family Revocable Trust u/a/d 2/14/2006 of which Mr. Lindberg is a Trustee
Reflects shares directly held by The Lindberg Family Irrevocable Trust u/a/d 5/12/2017 of which Mr. Lindberg is a Trustee.
These stock options are vested and exercisable.
Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria in connection with the secondary public offering. These stock options are vested and exercisable.