Filing Details
- Accession Number:
- 0001362109-20-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-04-29 16:03:41
- Reporting Period:
- 2020-04-27
- Accepted Time:
- 2020-04-29 16:03:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 10456 | Baxter International Inc | BAX | Surgical & Medical Instruments & Apparatus (3841) | 360781620 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1362109 | K Jeanne Mason | One Baxter Parkway Deerfield IL 60015 | Svp, Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Acquisiton | 2020-04-27 | 47,146 | $28.97 | 163,485 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Disposition | 2020-04-27 | 38,477 | $92.99 | 125,008 | No | 4 | S | Direct | |
| Common Stock, $1 Par Value | Disposition | 2020-04-27 | 8,669 | $93.74 | 116,339 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2020-04-27 | 47,176 | $0.00 | 47,146 | $28.97 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-03-04 | No | 4 | M | Direct |
Footnotes
- Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Ms. Mason with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Ms. Mason.
- The options became exercisable in three equal annual installments beginning on March 4, 2011 the first anniversary of the grant date.
- Price reflects weighted average sales price. Range of prices for transactions are $92.49 through $93.49. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.
- Price reflects weighted average sales price. Range of prices for transactions are $93.55 through $94. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.
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