Filing Details
- Accession Number:
- 0001213900-20-010320
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-04-28 19:47:56
- Reporting Period:
- 2020-04-24
- Accepted Time:
- 2020-04-28 19:47:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1528930 | Franchise Group Inc. | FRG | () | DE |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1325552 | Dialectic Antithesis Partners, Lp | 119 Rowayton Avenue, 2Nd Floor Norwalk CT 06853 | No | No | No | Yes | |
| 1464790 | B. Riley Financial, Inc. | 21255 Burbank Boulevard, Suite 400 Woodland Hills CA 91367 | No | No | Yes | No | |
| 1505748 | B. Riley Fbr, Inc. | 11100 Santa Monica Blvd., Suite 800 Los Angeles, CA 90025 | No | No | No | Yes | |
| 1642765 | Brc Partners Opportunity Fund, Lp | 11100 Santa Monica Blvd., Suite 800 Los Angeles, CA 90025 | No | No | No | Yes | |
| 1658704 | B. Riley Capital Management, Llc | 11100 Santa Monica Blvd., Suite 800 Los Angeles, CA 90025 | No | No | No | Yes | |
| 1704985 | Br Dialectic Capital Management, Llc | 119 Rowayton Avenue, 2Nd Floor Norwalk CT 06853 | No | No | No | Yes | |
| 1749420 | Brc Partners Management Gp, Llc | 11100 Santa Monica Blvd., Suite 800 Los Angeles, CA 90025 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-04-24 | 150,000 | $10.00 | 0 | No | 4 | S | Indirect | By Dialectic Antithesis Partners, LP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Dialectic Antithesis Partners, LP |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 651,471 | Indirect | By BRC Partners Opportunity Fund, L.P. |
| Common Stock | 1,815,638 | Indirect | By B. Riley FBR, Inc. |
| Common Stock | 2,005,353 | Direct |
Footnotes
- This Form 4 is filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), BRC Partners Opportunity Fund, L.P., a Delaware limited partnership ("BRPLP"), B. Riley Capital Management, LLC, a New York limited liability company ("BRCM"), BRC Partners Management GP, LLC, a Delaware limited liability company ("BRPGP"), B. Riley FBR, Inc., a Delaware corporation ("BRFBR"), Dialectic Antithesis Partners, LP, a Delaware limited partnership ("Dialectic"), and BR Dialectic Capital Management, LLC, a Delaware limited liability company ("BR Dialectic") (collectively, the "Filing Persons"). Each of the Filing Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock ("Common Stock"). Each of the Filing Persons disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of its pecuniary interest therein.
- BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM and BRFBR. BR Dialectic is the general partner and investment manager of Dialectic. BRCM is the parent company of BR Dialectic.
- By virtue of the relationships discussed in Footnote 2, each of BR Dialectic, BRCM and BRF may have been deemed to beneficially own the shares of Common Stock previously owned directly by Dialectic.
- By virtue of the relationships discussed in Footnote 2, each of BRPGP, BRCM and BRF may be deemed to beneficially own the shares of Common Stock owned directly by BRPLP.
- By virtue of the relationships discussed in Footnote 2, BRF may be deemed to beneficially own the shares of Common Stock owned directly by BRFBR.
Billionaire Hedge Funds
