Filing Details

Accession Number:
0001567619-20-008549
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-04-28 16:43:22
Reporting Period:
2020-04-27
Accepted Time:
2020-04-28 16:43:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1437402 Ardelyx Inc. ARDX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1213041 A Elizabeth Grammer C/O Ardelyx, Inc.
34175 Ardenwood Blvd, Suite 200
Fremont CA 94555
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-04-27 1,446 $7.54 117,986 No 4 S Direct
Common Stock Disposition 2020-04-27 2,500 $7.52 115,486 No 4 S Direct
Common Stock Disposition 2020-04-27 3,542 $7.49 111,944 No 4 S Direct
Common Stock Disposition 2020-04-27 10,336 $7.44 101,608 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,066 Indirect By Son
Footnotes
  1. Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 27, 2020.
  2. The transaction was executed in multiple trades in prices ranging from $7.48 to $7.675, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  3. Reflects the adjusted total which includes the purchase of 1,213 shares under the Ardelyx Employee Stock Purchase Plan on February 28, 2020.
  4. The transaction was executed in multiple trades in prices ranging from $7.38 to $7.68, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  5. The transaction was executed in multiple trades in prices ranging from $7.31 to $7.68, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  6. The transaction was executed in multiple trades in prices ranging from $7.31 to $7.69, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.