Filing Details
- Accession Number:
- 0001112679-11-000025
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-03-18 20:48:09
- Reporting Period:
- 2011-01-03
- Filing Date:
- 2011-03-18
- Accepted Time:
- 2011-03-18 20:48:09
- Original Submission Date:
- 2011-01-04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1200483 | J Alfred Amoroso | C/O Rovi Corporation 2830 De La Cruz Blvd Santa Clara CA 95050 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-01-03 | 23,958 | $13.53 | 191,458 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-01-03 | 23,958 | $62.83 | 167,500 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-01-03 | 1,666 | $15.52 | 169,166 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-01-03 | 1,666 | $62.83 | 167,500 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-01-03 | 5,729 | $15.73 | 173,229 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-01-03 | 5,729 | $62.83 | 167,500 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-01-03 | 2,604 | $30.00 | 170,104 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-01-03 | 2,604 | $62.83 | 167,500 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-01-03 | 23,958 | $0.00 | 23,958 | $13.53 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-01-03 | 1,666 | $0.00 | 1,666 | $15.52 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-01-03 | 5,729 | $0.00 | 5,729 | $15.73 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-01-03 | 2,604 | $0.00 | 2,604 | $30.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
119,792 | 2013-06-01 | No | 4 | M | Direct | |
33,334 | 2015-09-01 | No | 4 | M | Direct | |
148,959 | 2016-03-01 | No | 4 | M | Direct | |
83,334 | 2016-09-01 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to Mr. Amoroso's 10b5-1 plan dated November 16, 2010.
- Shares sold on the open market are reported as an average sell price per share of $62.83; breakdown of shares sold and per share sale prices are as follows: 3,600 at $62.51; 700 at $62.52; 800 at $62.53; 200 at $62.55; 500 at $62.56; 100 at $62.57; 400 at $62.58; 227 at $62.59; 30 at $62.60; 1,101 at $62.61; 1,402 at $62.62; 600 at $62.65; 500 at $62.66; 1,497 at $62.67; 100 at $62.68; 600 at $62.69; 600 at $62.70; 900 at $62.71; 700 at $62.72; 200 at $62.74; 1,300 at $62.75; 400 at $62.86; 61 at $62.88; 139 at $62.89; 1,854 at $62.90; 146 at $62.91; 500 at $62.92; 1,500 at $62.93; 2,000 at $62.94; 1,100 at $62.96; 2,400 at $62.97; 600 at $62.98; 100 at $63.04; 300 at $63.07; 600 at $63.08; 500 at $63.11; 200 at $63.12; 600 at $63.14; 600 at $63.15; 200 at $63.17; 1,100 at $63.18; 600 at $63.19; 600 at $63.20; 700 at $63.21; 700 at $63.22; 100 at $63.27 and 300 at $63.30.
- Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
- Granted September 1, 2008; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- The transaction reported on this line is being re-reported because the numbers reported in Columns 7 and 9 of Table II of the original Form 4 filed on January 4, 2011 were incorrect.