Filing Details

Accession Number:
0001112679-11-000025
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2011-03-18 20:48:09
Reporting Period:
2011-01-03
Filing Date:
2011-03-18
Accepted Time:
2011-03-18 20:48:09
Original Submission Date:
2011-01-04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424454 Rovi Corp ROVI Periodicals: Publishing Or Publishing & Printing (2721) 261739297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1200483 J Alfred Amoroso C/O Rovi Corporation
2830 De La Cruz Blvd
Santa Clara CA 95050
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-01-03 23,958 $13.53 191,458 No 4 M Direct
Common Stock Disposition 2011-01-03 23,958 $62.83 167,500 No 4 S Direct
Common Stock Acquisiton 2011-01-03 1,666 $15.52 169,166 No 4 M Direct
Common Stock Disposition 2011-01-03 1,666 $62.83 167,500 No 4 S Direct
Common Stock Acquisiton 2011-01-03 5,729 $15.73 173,229 No 4 M Direct
Common Stock Disposition 2011-01-03 5,729 $62.83 167,500 No 4 S Direct
Common Stock Acquisiton 2011-01-03 2,604 $30.00 170,104 No 4 M Direct
Common Stock Disposition 2011-01-03 2,604 $62.83 167,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (right to buy) Disposition 2011-01-03 23,958 $0.00 23,958 $13.53
Common Stock Employee Stock Options (right to buy) Disposition 2011-01-03 1,666 $0.00 1,666 $15.52
Common Stock Employee Stock Options (right to buy) Disposition 2011-01-03 5,729 $0.00 5,729 $15.73
Common Stock Employee Stock Options (right to buy) Disposition 2011-01-03 2,604 $0.00 2,604 $30.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
119,792 2013-06-01 No 4 M Direct
33,334 2015-09-01 No 4 M Direct
148,959 2016-03-01 No 4 M Direct
83,334 2016-09-01 No 4 M Direct
Footnotes
  1. Shares sold pursuant to Mr. Amoroso's 10b5-1 plan dated November 16, 2010.
  2. Shares sold on the open market are reported as an average sell price per share of $62.83; breakdown of shares sold and per share sale prices are as follows: 3,600 at $62.51; 700 at $62.52; 800 at $62.53; 200 at $62.55; 500 at $62.56; 100 at $62.57; 400 at $62.58; 227 at $62.59; 30 at $62.60; 1,101 at $62.61; 1,402 at $62.62; 600 at $62.65; 500 at $62.66; 1,497 at $62.67; 100 at $62.68; 600 at $62.69; 600 at $62.70; 900 at $62.71; 700 at $62.72; 200 at $62.74; 1,300 at $62.75; 400 at $62.86; 61 at $62.88; 139 at $62.89; 1,854 at $62.90; 146 at $62.91; 500 at $62.92; 1,500 at $62.93; 2,000 at $62.94; 1,100 at $62.96; 2,400 at $62.97; 600 at $62.98; 100 at $63.04; 300 at $63.07; 600 at $63.08; 500 at $63.11; 200 at $63.12; 600 at $63.14; 600 at $63.15; 200 at $63.17; 1,100 at $63.18; 600 at $63.19; 600 at $63.20; 700 at $63.21; 700 at $63.22; 100 at $63.27 and 300 at $63.30.
  3. Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
  4. Granted September 1, 2008; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  5. Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  6. Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  7. The transaction reported on this line is being re-reported because the numbers reported in Columns 7 and 9 of Table II of the original Form 4 filed on January 4, 2011 were incorrect.