Filing Details
- Accession Number:
- 0001112679-11-000024
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-03-18 20:45:31
- Reporting Period:
- 2010-12-16
- Filing Date:
- 2011-03-18
- Accepted Time:
- 2011-03-18 20:45:31
- Original Submission Date:
- 2010-12-17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1200483 | J Alfred Amoroso | C/O Rovi Corporation 2830 De La Cruz Blvd Santa Clara CA 95050 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-12-16 | 4,784 | $20.90 | 177,284 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-16 | 4,784 | $56.67 | 172,500 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-12-16 | 18,737 | $20.90 | 191,237 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-16 | 18,737 | $56.67 | 172,500 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-16 | 5,000 | $56.57 | 167,500 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-16 | 71,479 | $56.87 | 0 | No | 4 | S | Indirect | Amoroso Family Trust |
Common Stock | Acquisiton | 2010-12-17 | 101,479 | $20.90 | 268,979 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-17 | 101,479 | $57.28 | 167,500 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-12-17 | 123,610 | $13.53 | 291,110 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-17 | 123,610 | $57.28 | 167,500 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-12-17 | 45,000 | $15.52 | 212,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-17 | 45,000 | $57.28 | 167,500 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-12-17 | 120,312 | $15.73 | 287,812 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-17 | 120,312 | $57.28 | 167,500 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-12-17 | 39,062 | $30.00 | 206,562 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-17 | 39,062 | $57.28 | 167,500 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | Amoroso Family Trust |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (right to buy) | Disposition | 2010-12-16 | 4,784 | $0.00 | 4,784 | $20.90 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2010-12-16 | 18,737 | $0.00 | 18,737 | $20.90 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2010-12-17 | 101,479 | $0.00 | 101,479 | $20.90 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2010-12-17 | 123,610 | $0.00 | 123,610 | $13.53 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2010-12-17 | 45,000 | $0.00 | 45,000 | $15.52 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2010-12-17 | 120,312 | $0.00 | 120,312 | $15.73 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2010-12-17 | 39,062 | $0.00 | 39,062 | $30.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-03-01 | No | 4 | M | Direct | |
101,479 | 2011-03-01 | No | 4 | M | Direct | |
0 | 2011-03-01 | No | 4 | M | Direct | |
143,750 | 2013-06-01 | No | 4 | M | Direct | |
35,000 | 2015-09-01 | No | 4 | M | Direct | |
154,688 | 2016-03-01 | No | 4 | M | Direct | |
85,938 | 2016-09-01 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to Mr. Amoroso's 10b5-1 plans dated November 16, 2010.
- Shares sold on the open market are reported as an average sell price per share of $56.67; breakdown of shares sold and per share sale prices are as follows:100 at $56.34; 300 at $56.36; 300 at $56.38; 200 at $56.39; 485 at $56.40; 100 at $56.41; 100 at $56.42; 100 at $56.45; 700 at $56.46; 100 at $56.47; 200 at $56.48; 372 at $56.49; 443 at $56.50; 300 at $56.51; 200 at $56.52; 700 at $56.53; 100 at $56.54; 200 at $56.55; 400 at $56.56; 300 at $56.57; 1,300 at $56.59; 939 at $56.60; 461 at $56.61; 1,384 at $56.62; 616 at $56.63; 800 at $56.64; 400 at $56.65; 492 at $56.66; 8 at $56.67; 1,300 at $56.68; 550 at $56.69; 819 at $56.70; 606 at $56.71; 825 at $56.72; 500 at $56.73; 500 at $56.74; 118 at $56.75; 400 at $56.76; 703 at $56.77; 200 at $56.78; 400 at $56.80; 300 at $56.81; 100 at $56.82; 400 at $56.83; 300 at $56.86; 700 at $56.87; 600 at $56.88; 100 at $56.89; 438 at $56.95;100 at $56.96; 135 at $56.97; 127 at $56.99; 200 at $57.00; 500 at $57.01; 300 at $57.06 and 200 at $57.15
- Shares sold on the open market are reported as an average sell price per share of $56.57; breakdown of shares sold and per share sale prices are as follows: 51 at $56.29; 244 at $56.35; 400 at $56.36; 300 at $56.37; 200 at $56.39; 300 at $56.40; 500 at $56.45; 5 at $56.47; 200 at $56.49; 100 at $56.51; 100 at $56.54; 80 at $56.55; 120 at $56.56; 400 at $56.57; 100 at $56.58; 500 at $56.63; 100 at $56.67; 100 at $56.82; 300 at $56.83; 100 at $56.86 and 800 at $56.87.
- Shares sold on the open market are reported as an average sell price per share of $56.87; breakdown of shares sold and per share sale prices are as follows; 100 at $56.31; 200 at $56.32; 100 at $56.33; 198 at $56.39; 600 at $56.40; 100 at $56.41; 102 at $56.42; 600 at $56.44; 320 at $56.45; 100 at $56.46; 900 at $56.47; 480 at $56.48; 300 at $56.49; 1,200 at $56.50; 400 at $56.51; 1,130 at $56.52; 600 at $56.53; 100 at $56.54; 1,500 at $56.55; 600 at $56.56; 644 at $56.57; 1,656 at $56.58; 1,070 at $56.59; 2069 at $56.60; 1,831 at $56.61; 1,000 at $56.62; 1,000 at $56.63; 492 at $56.64; 1,400 at $56.65; 920 at $56.66; 1,000 at $56.67; 600 at $56.68; 500 at $56.69; 1,200 at $56.70; 500 at $56.71; 582 at $56.72; 400 at $56.73; 1,108 at $56.74; 37 at $56.75; 710 at $56.76; 630 at $56.77; 1,600 at $56.78; 400 at $56.79; 400 at $56.80; 1,500 at $56.81; 1,100 at $56.82; 100 at $56.83; 800 at $56.84; 200 at $56.85; 1,300 at $56.87; additional shares sold continued on Footnote (5).
- Shares sold on the open market are reported as an average sell price per share of $56.87 (continued); breakdown of shares sold and per share sale prices are as follows; 600 at $56.88; 1,300 at $56.89; 1,200 at $56.90; 72 at $56.91; 300 at $56.92; 1,628 at $56.93; 3,126 at $56.94; 5,500 at $56.95; 1,600 at $56.96; 1,200 at $56.97; 297 at $56.98; 923 at $56.99; 730 at $57.00; 393 at $57.01; 500 at $57.02; 324 at $57.04; 400 at $57.05; 407 at $57.08; 500 at $57.12; 500 at $57.18; 600 at $57.19; 200 at $57.22; 100 at $57.23; 500 at $57.24; 1,100 at $57.26; 300 at $57.27; 400 at $57.28; 334 at $57.29; 616 at $57.30; 1,754 at $57.31; 1,666 at $57.32; 400 at $57.33; 100 at $57.34; 100 at $57.35; 430 at $57.36; 700 at $57.37; 200 at $57.38; 672 at $57.39; 528 at $57.40; 200 at $57.41; 1,000 at $57.42; 600 at $57.43; 200 at $57.44; 500 at $57.45; 100 at $57.46; 100 at $57.50 and 200 at $57.52.
- Mr. Amoroso and his wife are co-trustees of the Amoroso Family Trust.
- Shares sold on the open market are reported as an average sell price per share of $57.28; breakdown of shares sold and per share sale prices are as follows; 200 at $56.90; 600 at $56.95; 200 at $56.97; 100 at $56.98; 500 at $56.99; 31,061 at $57.00; 26,656 at $57.01; 4,411 at $57.02; 2,300 at $57.03; 3,150 at $57.04; 19,701 at $57.05; 8,800 at $57.06; 6,731 at $57.07; 3,987 at $57.08; 5,627 at $57.09; 6,660 at $57.10; 6,430 at $57.11; 2,786 at $57.12; 2,159 at $57.13; 2,041 at $57.14; 1,100 at $57.15; 2,900 at $57.16; 3,300 at $57.17; 2,389 at $57.18; 4,442 at $57.19; 4,500 at $57.20; 3,801 at $57.21; 2,569 at $57.22; 2,000 at $57.23; 27,299 at $57.24; 7,856 at $57.25; 20,899 at $57.26; 13,705 at $57.27; 8,540 at $57.28; 14,678 at $57.29; 19,622 at $57.30; 8,050 at $57.31; 7,277 at $57.32; 8,631 at $57.33; 10,549 at $57.34; 9,878 at $57.35; 10,414 at $57.36; 10,700 at $57.37; 7,025 at $57.38; 9,974 at $57.39; 6,347 at $57.40; additional shares sold continued on Footnote (8).
- Shares sold on the open market are reported as an average sell price per share of $57.28 (continued); breakdown of shares sold and per share sale prices are as follows; 8,753 at $57.41; 6,560 at $57.42; 2,190 at $57.43; 2,500 at $57.44; 2,510 at $57.45; 200 at $57.46; 400 at $57.47; 1,100 at $57.48; 900 at $57.49; 400 at $57.50; 400 at $57.51; 500 at $57.52; 100 at $57.54; 900 at $57.57; 100 at $57.60; 200 at $57.64; 500 at $57.68; 500 at $57.71; 100 at $57.72; 500 at $57.74; 500 at $57.79; 200 at $57.80; 18,807 at $57.81; 100 at $57.82; 400 at $57.83; 500 at $57.84; 200 at $57.85; 200 at $57.86; 400 at $57.87; 600 at $57.88; 500 at $57.89; 800 at $57.90; 397 at $57.91; 100 at $57.92; 700 at $57.93; 703 at $57.94; 400 at $57.95; 100 at $57.96; 100 at $57.97; 300 at $57.98; 100 at $57.99; 800 at $58.00; 300 at $58.01; 400 at $58.03; 400 at $58.04; 100 at $58.05; 200 at $58.06; 700 at $58.07; 500 at $58.09; 7,680 at $58.10; 18 at $58.11; 100 at $58.13; 200 at $58.14 and 100 at $58.15.
- Granted March 1, 2006; vests one-sixth (1/6) on the first anniversary of the date of grant and then 5/144th's per month until fully vested by the third anniversary.
- Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
- Granted September 1, 2008; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- The transaction reported on this line is being re-reported because the numbers reported in Columns 7 and 9 of Table II of the original Form 4 filed on December 17, 2010 were incorrect.