Home > Insider Trading > Filing (0001213900-20-010213)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1759824	Alta Equipment Group Inc.	ALTG	Services-Business Services, Nec (7389)	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1464790	B. Riley Financial, Inc.	21255 Burbank Boulevard, Suite 400 Woodland Hills CA 91367	No	No	Yes	No
1505748	B. Riley Fbr, Inc.	11100 Santa Monica Blvd Suite 800 Los Angeles CA 90025	No	No	Yes	No
1772457	B. Riley Principal Sponsor Co., Llc	299 Park Avenue, 21St Floor New York NY 10171	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2020-01-15	185,000	$10.18	0	No	4	S	Indirect	See notes
Class A Common Stock	Acquisiton	2020-01-15	235,000	$10.19	0	No	4	P	Indirect	See notes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See notes
No	4	P	Indirect	See notes

Footnotes

In addition to B. Riley Financial, Inc., a Delaware corporation ("BRF"), this Form 4 is being filed jointly by B. Riley Principal Sponsor Co., LLC (the "Sponsor") and B. Riley FBR, Inc., a Delaware corporation ("BRFBR" and collectively, the "Filing Persons"). Each of the Filing Persons disclaims beneficial ownership of the outstanding shares of Common Stock ("Common Stock") of Alta Equipment Group, Inc., a Delaware corporation (the "Issuer"), reported herein except to the extent of its pecuniary interest therein.
The shares of the Issuer purchased or sold in the listed transactions were held directly by BRFBR. BRF is the parent company of BRFBR and the sole member of the managing member of the Sponsor and has voting and dispositive power over the securities held by each of BRFBR and the Sponsor. As a result, BRF may be deemed to indirectly beneficially own the securities held by BRFBR and the Sponsor.
BRFBR is a FINRA registered broker dealer and market maker. The transactions reported herein reflect executions in which BRFBR had no direct or indirect beneficial interest. Such transactions were executed in furtherance of BRFBR's bona-fide market making activities. As part of its bona-fide market making activities, BRFBR may hold long or short positions overnight.