Filing Details
- Accession Number:
- 0000902664-20-001911
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-04-27 16:40:49
- Reporting Period:
- 2020-04-23
- Accepted Time:
- 2020-04-27 16:40:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1381197 | Interactive Brokers Group Inc. | IBKR | Security Brokers, Dealers & Flotation Companies (6211) | 300390693 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1602970 | Echinus Advisors, Llc | 63 Crosby Street 4Th Floor New York NY 10012 | Yes | No | No | Yes | |
1772442 | Philip Uhde | 63 Crosby Street, 4Th Floor New York NY 10012 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, $0.01 Par Value Per Share | Disposition | 2020-04-23 | 2,409,873 | $0.00 | 1,652 | No | 4 | J | Indirect | See footnote |
Common Stock | Disposition | 2020-04-23 | 1,652 | $39.20 | 0 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 108,844 | Direct |
Footnotes
- These securities were held for the account of Echinus Partners, LP, a Delaware limited partnership (the "Echinus Fund"). Echinus Advisors, LLC, a Delaware limited liability Company ("Echinus"), serves as the investment manager to the Echinus Fund. Mr. Philip Uhde ("Mr. Uhde") is the manager and majority controlling person of Echinus. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any.
- On April 23, 2020, the securities were distributed pro rata to the partners of the Echinus Fund (the "Distribution").
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.075 to $39.33, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- Mr. Uhde received 108,844 shares in the Distribution which he now holds directly.