Filing Details

Accession Number:
0000902664-20-001911
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-04-27 16:40:49
Reporting Period:
2020-04-23
Accepted Time:
2020-04-27 16:40:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1381197 Interactive Brokers Group Inc. IBKR Security Brokers, Dealers & Flotation Companies (6211) 300390693
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1602970 Echinus Advisors, Llc 63 Crosby Street
4Th Floor
New York NY 10012
Yes No No Yes
1772442 Philip Uhde 63 Crosby Street, 4Th Floor
New York NY 10012
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, $0.01 Par Value Per Share Disposition 2020-04-23 2,409,873 $0.00 1,652 No 4 J Indirect See footnote
Common Stock Disposition 2020-04-23 1,652 $39.20 0 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect See footnote
No 4 S Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 108,844 Direct
Footnotes
  1. These securities were held for the account of Echinus Partners, LP, a Delaware limited partnership (the "Echinus Fund"). Echinus Advisors, LLC, a Delaware limited liability Company ("Echinus"), serves as the investment manager to the Echinus Fund. Mr. Philip Uhde ("Mr. Uhde") is the manager and majority controlling person of Echinus. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any.
  2. On April 23, 2020, the securities were distributed pro rata to the partners of the Echinus Fund (the "Distribution").
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.075 to $39.33, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  4. Mr. Uhde received 108,844 shares in the Distribution which he now holds directly.