Filing Details
- Accession Number:
- 0001393726-20-000112
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-04-27 16:19:29
- Reporting Period:
- 2020-04-23
- Accepted Time:
- 2020-04-27 16:19:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1393726 | Tiptree Inc. | TIPT | Fire, Marine & Casualty Insurance (6331) | 383754322 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1498811 | Gene Michael Barnes | C/O Tiptree Inc. 299 Park Avenue, 13Th Floor New York NY 10171 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-04-23 | 2,771 | $5.14 | 8,263,009 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-04-24 | 2,771 | $5.18 | 8,265,780 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-04-27 | 56,259 | $0.00 | 8,322,039 | No | 4 | J | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | J | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 0 | Indirect | By: Corvid Peak Holdings, L.P. |
Footnotes
- Purchases pursuant to a Rule 10b5-1 trading plan.
- This purchase was executed in multiple purchases at prices ranging from $5.07 to $5.22, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- This purchase was executed in multiple purchases at prices ranging from $5.09 to $5.59, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- Corvid Peak Holdings, L.P. ("Corvid Peak") was granted 109,736 RSUs on February 28, 2017 from the Issuer as incentive compensation for the reporting person's services as Executive Chairman of the Issuer. These shares were previously reported as indirectly held by the reporting person. The reporting person received 56,259 shares from Corvid Peak in a pro rata distribution upon vesting in accordance with the reporting person's partnership interests in such entity.
- The reporting person is a principal of Corvid Peak.
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