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Home > Insider Trading > Filing (0001578563-20-000020)

Filing Details

Accession Number:: 0001578563-20-000020
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-04-27 09:30:50
Reporting Period:: 2020-04-15

Accepted Time:: 2020-04-27 09:30:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1385818	Aytu Bioscience Inc	AYTU	Pharmaceutical Preparations (2834)	470883144

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1534120	Cerecor Inc.	540 Gaither Road Suite 400 Rockville MD 20850		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-04-10	9,805,845	$0.00	9,805,845	No	4	C	Direct
Common Stock	Disposition	2020-04-15	92,777	$1.55	9,713,068	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Convertible Preferred Stock	Disposition	2020-04-10	9,805,845	$0.00	9,805,845	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	C	Direct

Footnotes

Shares of the Issuer's convertible preferred stock were convertible into shares of the Issuer's common stock upon the expiration of the Reporting Person's Lock-Up Agreement with the Issuer, which was accelerated, on a one-for-one basis at the option of the Reporting Person upon distribution to the Reporting Person's stockholders or upon a sale. The convertible preferred stock has no expiration date.