Filing Details
- Accession Number:
- 0001562180-20-003103
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-04-23 15:42:53
- Reporting Period:
- 2020-04-22
- Accepted Time:
- 2020-04-23 15:42:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
920427 | Unity Bancorp Inc | UNTY | State Commercial Banks (6022) | 223282551 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1248813 | S Mark Brody | C/O Unity Bank 64 Old Highway 22 Clinton NJ 08809 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-04-22 | 295 | $11.74 | 82,674 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Restricted Stock | 1,475 | Direct | |
Common Stock | 40,102 | Indirect | Financial Planning Analysts |
Common Stock | 286,713 | Indirect | Financial Planning Analysts Dispositive Shares |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to buy) | $0.00 | 0 | 18,800 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
0 | 18,800 | Direct |
Footnotes
- 1,475 restricted shares are held in an account at Computershare, which have upcoming vesting dates.
- 295 shares were purchased in Mr. Brody's SEP-IRA account @ $11.74.
- A total of 82,674 shares are beneficially owned by Dr. Brody; 48,400 are held jointly with his spouse, 13,000 are held in street name, 21,154 are held in an account at Shareworks, and 120 are held in an account at Computershare.
- Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power.
- 18,800 stock options were granted under various dates and vesting periods of which 9,133 are currently exercisable.