Filing Details
- Accession Number:
- 0001209191-20-025389
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-04-22 20:00:12
- Reporting Period:
- 2020-04-20
- Accepted Time:
- 2020-04-22 20:00:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1478320 | Adaptive Biotechnologies Corp | ADPT | Biological Products, (No Disgnostic Substances) (2836) | 270907024 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1780851 | S Harlan Robins | C/O Adaptive Biotechnologies Corp. Suite 200 Seattle WA 98102 | Chief Scientific Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-04-20 | 14,900 | $6.32 | 85,579 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-04-20 | 2,000 | $27.72 | 83,579 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-04-20 | 7,912 | $28.63 | 75,667 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-04-20 | 4,988 | $29.58 | 70,679 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-04-21 | 3,900 | $6.32 | 74,579 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-04-21 | 1,203 | $28.55 | 73,376 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-04-21 | 2,697 | $29.50 | 70,679 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-04-22 | 25,600 | $6.32 | 96,279 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-04-22 | 100 | $29.63 | 96,179 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-04-22 | 25,500 | $30.28 | 70,679 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-04-20 | 14,900 | $0.00 | 14,900 | $6.32 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-04-21 | 3,900 | $0.00 | 3,900 | $6.32 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-04-22 | 25,600 | $0.00 | 25,600 | $6.32 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 540,700 | 2025-06-09 | No | 4 | M | Direct | |
| 536,800 | 2025-06-09 | No | 4 | M | Direct | |
| 511,200 | 2025-06-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 300,000 | Indirect | By CMR 2014 Brother's Trust U/T/A dated July 2, 2014 |
| Common Stock | 500,000 | Indirect | By CMR 2014 Mother's Trust U/T/A dated July 2, 2014 |
Footnotes
- These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2019.
- The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $27.43 to 28.01 inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4.
- The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $28.03 to 29.01, inclusive.
- The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $29.03 to 30.02, inclusive.
- The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $28.15 to 28.75, inclusive.
- The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $29.07 to 29.88, inclusive.
- The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $29.63 to 29.64.
- The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $29.76 to 30.72, inclusive.
- The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- The option is fully vested and exercisable.
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