Filing Details
- Accession Number:
- 0001140361-20-009398
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-04-21 20:09:41
- Reporting Period:
- 2020-04-17
- Accepted Time:
- 2020-04-21 20:09:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1293818 | Opgen Inc | OPGN,OPGNW | Services-Medical Laboratories (8071) | 061614015 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1809183 | Liquidation In N.v. Curetis | Max-Eyth-Strasse 42 Holzgerlingen 2M 71088 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-04-17 | 165,902 | $2.46 | 1,862,306 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-04-20 | 55,142 | $2.35 | 1,807,164 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-04-21 | 95,609 | $2.30 | 1,711,555 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reflects the weighted average sale price, and the range of prices for such transaction is $2.40 to $2.61. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reflects the weighted average sale price, and the range of prices for such transaction is $2.25 to $2.50. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The price reflects the weighted average sale price, and the range of prices for such transaction is $2.24 to $2.50. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- The Common Stock held by the Reporting Person is expected to be transferred to the shareholders of the Reporting Person upon the dissolution of the Reporting Person, subject to the sale of a portion of such Common Stock (of up to 88,987 shares of Common Stock) as is necessary to satisfy remaining obligations and liabilities of the Reporting Person.
Billionaire Hedge Funds
