Filing Details
- Accession Number:
- 0001504304-20-000034
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-04-21 14:33:51
- Reporting Period:
- 2020-04-06
- Accepted Time:
- 2020-04-21 14:33:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 880406 | Herzfeld Caribbean Basin Fund Inc | CUBA | () | 650396889 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1067621 | Phillip Goldstein | 60 Heritage Drive Pleasantville NY 10570 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-04-06 | 18,714 | $3.14 | 240,697 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-04-07 | 25,000 | $3.36 | 215,697 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-04-08 | 5,000 | $3.50 | 210,697 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-04-09 | 5,177 | $3.65 | 205,520 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-04-17 | 1,589 | $3.55 | 203,931 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Billionaire Hedge Funds
